OBSERVARE
Universidade Autónoma de Lisboa
e-ISSN: 1647-7251
Vol. 8, Nº. 1 (May-October 2017), pp. 44-60
PEACEBUILDING: ASSUMPTIONS, PRACTICES AND CRITIQUES
Teresa Almeida Cravo
teresacravo@ces.uc.pt
Assistant Professor of International Relations, Faculty of Economics, University of Coimbra
(Portugal) and Researcher at the Centre for Social Studies. Co-coordinator of the CES-FEUC PhD
programme "Democracy in the XXI Century". PhD in Politics and International Studies at the
University of Cambridge.
Abstract
Peacebuilding has become a guiding principle of international intervention in the periphery
since its inclusion in the Agenda for Peace of the United Nations in 1992. The aim of creating
the conditions for a self-sustaining peace in order to prevent a return to armed conflict is,
however, far from easy or consensual. The conception of liberal peace proved particularly
limited, and inevitably controversial, and the reality of war-torn societies far more complex
than anticipated by international actors that today assume activities in the promotion of peace
in post-conflict contexts. With a trajectory full of contested successes and some glaring
failures, the current model has been the target of harsh criticism and widespread scepticism.
This article critically examines the theoretical background and practicalities of peacebuilding,
exploring its ambition as well as the weaknesses of the paradigm adopted by the international
community since the 1990s.
Keywords
Peacebuilding; Interventionism; Liberal peace; Galtung; Criticism
How to cite this article
Cravo, Teresa Almeida (2017). "Peacebuilding: assumptions, practices and critiques".
JANUS.NET e-journal of International Relations, Vol. 8, Nº. 1, May-October 2017. Consulted
[online] on the date of last consultation, http://hdl.handle.net/11144/3032
Article received on January 12, 2017 and accepted for publication on February 6, 2017
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Teresa Almeida Cravo
45
PEACEBUILDING: ASSUMPTIONS, PRACTICES AND CRITIQUES
1
Teresa Almeida Cravo
Introduction
Peacebuilding has become a guiding principle of international intervention in the
periphery since its inclusion in the United Nations’ (UN) Agenda for Peace in 1992. With
the objective of creating the conditions for a self-sustaining peace in order to prevent a
return to armed conflict, peacebuilding is directed towards the eradication of the root
causes of violence and is necessarily a multifaceted project that involves political, legal,
economic, social and cultural institutions and security practices, which are understood as
complementary and mutually reinforcing.
However, the transition from armed violence to lasting peace has not been easy or
consensual. The conception of liberal peace proved particularly limited, and inevitably
controversial, and the reality of war-torn societies far more complex than anticipated by
international actors that assume activities in the promotion of peace in post-conflict
contexts today. With a career full of contested successes and some glaring failures, the
current model has been the target of harsh criticism and widespread scepticism.
This article critically examines the theoretical background and practicalities of
peacebuilding, exploring its ambition as well as the weaknesses of the paradigm adopted
by the international community since the 1990s. In this sense, it first addresses the
intellectual origins of the concept to then focus on its co-optation as a canon for UN
action. The exploration of peacebuilding with regards to the institutionalised pattern of
international interventionism is divided into three parts: assumptions, institutional
practice and critical assessment. Its principles and objectives are discussed, followed by
a brief explanation of its implementation on the ground in terms of four dimensions
military and security, politico-constitutional, socio-economic and psycho-social. The
article finishes by reflecting on recurrent and most damning criticisms of peacebuilding,
highlighting the problems and limitations that have plagued this intervention model over
the last twenty years.
1
The English translation of this article was funded by national funds through FCT - Fundação para a Ciência
e a Tecnologia - as part of OBSERVARE project with the reference UID/CPO/04155/2013, with the aim of
publishing Janus.net. Text translated by Thomas Rickard.
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1. Johan Galtung and the intellectual origins of peacebuilding
The concept of peacebuilding was introduced in the academic lexicon long before it
became consensual in the world of policymaking. Johan Galtung, a Norwegian who is
considered the founder of Peace Studies, first introduced this term in his 1976 article
"Three Approaches to Peace: Peacekeeping, Peacemaking and Peacebuilding", setting the
tone for the theoretical and operational exploration that would follow a few years later
and which still remains prolific today.
To understand the origins of the concept in question, we have to, however, take a step
back in relation to the theoretical contribution of this author. The three approaches to
peace developed in the article are intimately and directly related to his innovative
proposal to redefine peace and violence, presented in the 1960s.
2
Galtung defines peace
as the absence of violence; and defines violence as any situation in which human beings
are being influenced so that their actual somatic and mental realizations are below their
potential (1969:168). This definition intended at the time to go beyond the dominant
notion of violence as a deliberate act by an identifiable actor to incapacitate another,
which the author considered too limited: "if this were all violence is about, and peace is
seen as its negation, then too little is rejected when peace is held up as an ideal" (ibid.).
For conceptual clarification, Galtung begins by exploring a dual definition of peace:
negative peace as the absence of violence and war and positive peace as the integration
of human society (1964: 1-4). Research for peace would be, in this perspective, the study
of the conditions that bring us close to both, which ultimately produce what Galtung calls
"general and complete peace" (ibid.: 2).
This conceptualisation was not without criticism particularly for being considered too
vague and of no practical use and, later, Galtung presents what can be considered as
his greatest contribution to the theoretical assumptions of Peace Studies: the
identification of the triangle of violence and the respective triangle of peace. In the
triangle of violence the author distinguishes three aspects: direct violence, structural
violence and cultural violence the first two concepts presented in 1969 and the latter
in 1990. For the author, direct violence is the intentional act of aggression with a subject,
a visible action and an object. Structural violence is indirect, latent and deriving from the
social structures that organise human beings and societies for example, repression in
its political form and exploitation in its economic form (Galtung, 1969). And lastly,
cultural violence is a system of norms and underlying behaviours of and which legitimise
structural and direct violence; that is, the social cosmology that allows one to look at
repression and exploitation as normal or natural and, therefore, more difficult to uproot
(Galtung, 1990).
With this formulation, Galtung points out the problems and limitations of the definitions
of violence that only cover social conflicts of a large scale (war), and encourages the
understanding of peace in its broadest sense as a direct, structural and cultural peace,
exposing and studying the global structural dynamics of repression and exploitation as
well as the symbolic violence that exists in ideology, religion, language, art, science, law,
the media and education.
It is not surprising, therefore, that the next step in the conceptual path of the Norwegian
author was to confront this understanding with the concrete practice of international
2
For a more detailed analysis of Galtung’s conceptual contribution see Almeida Carnation, 2016b.
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intervention, specifically in his article that develops the concepts of peacekeeping,
peacemaking and peacebuilding. According to Galtung, peacekeeping constituted a
"dissociative" approach, whose goal was the promotion of distance and a "social vacuum"
between antagonists through the assistance of a third party (1976: 282). This strategy
is sinned for understanding conflict as an interruption of the status quo and for
prescribing the return to status quo ante as a solution. It did not question whether this
status quo ante should effectively be regained and preserved; it merely aimed for the
maintenance of the absence of direct violence between actors in conflict, and therefore
inadvertently contributed to continued structural violence (ibid.: 283-284). Since the
preservation of structural violence ultimately promotes direct violence and thus the
likely return to open conflict in the long term (ibid.: 288) this was not a satisfactory
approach for Galtung.
Peacemaking, on the other hand, represented a more comprehensive approach, anchored
in conflict resolution, whose aim went beyond the cessation of hostilities to focus on ways
to transcend inconsistencies and contradictions between parties (ibid.: 290). However,
while recognising the potential “radicality” of the conflict resolution approach, Galtung
claims that this is usually directed toward preservation and not at the dispute of the
(violent) status quo, and oriented towards actors and not necessarily to the system
(structure) that (re)produces violence (ibid.: 294-296). Peacemaking and conflict
resolution are thus primarily understood as residing in the "minds of the conflicting
parties" and achieved as soon as an agreement is signed and ratified a conception that
Galtung denounces as "narrow", "elitist "and negligent when considering the structural
factors that are essential in building a sustainable peace (ibid.: 296-297).
Galtung’s understanding of peacekeeping and peacemaking leads him to develop a new
concept: peacebuilding. Unlike the other two approaches, peacebuilding is necessarily an
associative approach to conflict, able to cope with the direct, structural and cultural
causes of violence in their broadest sense and hence in line with his concept of positive
peace. The removal of the root causes of violence would focus on principles such as
"equity" (as opposed to domination/exploitation and towards horizontal interaction);
"entropy" (as opposed to elitism and towards a sense of inclusion); and "symbiosis" (as
opposed to isolation and towards a sense of interdependence) (ibid.: 298-100). While
acknowledging the difficulty and complexity above, Galtung’s conception of peacebuilding
is undoubtedly maximalist, ambitious and anchored in the idea of the struggle for peace
as comprehensively covering "several fronts" (ibid.: 104).
This theoretical discussion proposed by Galtung on different ways of understanding
violence and peace went far beyond a mere academic exercise having had clear
practical implications, especially once it was adopted by the UN in 1992, as we shall see
below.
2. The theoretical assumptions of the model
Galtung’s reflection inspired Boutros-Ghali, a United Nations Secretary-General
enthusiastic about the prospect of a more dynamic and interventionist world organisation,
following the profound change in global affairs. It was essentially a combination of three
factors that prompted a strong reaction from the international community and, in
particular, the UN in the early 1990s. First, the end of the Cold War resulted in the easing
of relations between the major powers within the Security Council and a renewed
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commitment to the founding principles of the organisation (Miall, Ramsbotham &
Woodhouse, 1999: 2), as well as the triumph of liberalism (Jakobsen, 2002) and its
emphasis on human rights and democracy. Second, the dramatic increase in the number
of violent conflicts in the periphery, which affected 50 countries on different continents
in 1991 (Wallensteen & Sollenberg, 2001: 632), finally gained visibility and prominence
on the international agenda. And lastly, the nature of these same conflicts particularly
devastating civil wars that challenged centralised state power (Ayoob, 1996), considered
immoral and destabilising for the regional and international system created, mainly in
the West, a public opinion favourable to interventionism.
Taking advantage of this historic moment of “multilateral optimism” and facing these
wars of the 1990s as "wars of the international community" that required the organisation
to respond with determination (Almeida Cravo, 2013), Boutros-Ghali presented an
ambitious proposal to address the challenges to international peace and security in the
post-Cold War period, embodied in the Agenda for Peace (1992). This document practises
an institutionalised model of peace that gives the UN a more consistent, dynamic and
bolder remit, as well as a considerable increase in international importance in relation to
previous decades.
There are four interrelated strategies proposed by the Secretary-General: preventive
diplomacy, peacemaking, peacekeeping and, ultimately, peacebuilding (UN, 1992).
Preventive diplomacy has two goals: first, to prevent a situation of latent conflict
developing into a de facto violent situation; and, second, to contain the potential spread
of a de facto situation of violent struggle to other regions and social groups. Peacemaking
aims to support conflicting parties in peace negotiations toward an agreement, making
use of the peaceful means contained in Chapter VI of the Charter of the United Nations.
3
Peacekeeping involves sending UN forces so-called peacekeepers to the ground, after
an agreement between parties and with their expressed consent, to stabilise volatile
areas and ensure that the peace process is effectively fulfilled. Novelty is undoubtedly in
the concept of "post-conflict peacebuilding", announced then as a new priority of the
organisation.
Objectives and principles
Defined as "action to identify and support structures to strengthen and solidify peace in
order to avoid a return to conflict" (UN, 1992: para 21), peacebuilding thus encompasses
two different but simultaneously complementary tasks: on the one hand, the negative
task of preventing the resumption of hostilities; and on the other, the positive task of
"addressing the root causes of the conflict" (ibid.: para 15). This articulation closely
follows Galtung’s theoretical proposal on peace and violence discussed above that
promotes a maximalist agenda for positive peace as essential to a lasting negative peace
that is the end of direct violence (Ramsbotham, 2000: 171, 175). Boutros-Ghali is
indeed clear in his ambition: the model he proposes ultimately wishes to deal with
"economic despair, social injustice and political oppression" as sources of the violence
plaguing the system (UN, 1992: para 15). And to achieve this goal, the UN stands ready
and willing to be involved as an external guarantee at all stages of conflict situations.
3
The Agenda for Peace also refers to peace enforcement, included in the UN Charter, as an instrument
available within this new framework for action (UN, 1992: para 42-45).
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The four strategies contained in the Agenda for Peace are therefore seen as
complementary, where the various stages of the transition from violent conflict to peace
share common goals that require an integrated approach. Peacebuilding begins to take
shape within the framework of peacekeeping operations that are, in turn, sent to the
ground as a result of negotiated peace agreements. Progressively, the responsibility of
peacebuilding moves to nationals of countries emerging from conflict, with the help of
external actors, so that foundations are built for a self-sustaining peace and, thus, new
conflicts are prevented.
Reflections in individual reports that followed among them, Supplement to the Agenda
for Peace, 1995; the Brahimi Report, 2000; United Nations Peacekeeping Operations:
Principles and Guidelines, 2008; and Peacebuilding: an orientation, 2010 continued to
emphasise this idea of interconnection:
"peace operations are rarely limited to a single type of activity", and
"the boundaries between conflict prevention, peace-making,
peacekeeping, peacebuilding and peace enforcement have become
increasingly diffuse", highlights the 2008 report (UNDPKO, 2008:
18).
Peacebuilding is understood as a preventive tool (UN, 1995: para 47), essential to "heal
the wounds" of conflict (ibid.: para 53) and significantly reduce the risk of return to
hostilities (UNPSO, 2010: para 13). Peacekeeping and peacebuilding are dubbed
"inseparable partners" (UN, 2000: para 28) and peacekeepers as "early peacebuilders"
(UNPSO, 2010: 9), since peacebuilding cannot act without peacekeeping and the latter
does not have an exit strategy without the first. In other words, the central idea, then,
is of continuum: between negative peace and positive peace, between stabilisation and
development, and between structural prevention and consolidation.
Liberal peace
If the adoption of a maximalist vision of peace coinciding with Galtung’s theoretical
proposal was clearly due to the intellectual and political environment triggered by the
end of the Cold War, the specific conception of the model to implement in conflict zones
also reflected those who emerged triumphant from the bipolar confrontation.
In fact, the approach that gave shape to this new ambition to promote peace in the
periphery, and was subsequently integrated in the new collective security instruments,
was the Western approach of so-called liberal peace (see Doyle, 2005). As explained by
Clapham, the winners of the bipolar conflict not only capitalist, liberal democracies but
also their civil societies, and the great mass of non-governmental organisations and
international institutions that they control sought to restructure the international
system in accordance with the values that emerged victorious at that time (1998: 193-
194) and presented liberal democracy and the market economy as the "global recipe for
development, peace and stability" (Yannis, 2002: 825).
In relation to this, Paris states that peacebuilding is effectively "an enormous experiment
in social engineering an experiment that involves transplantating Western models of
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social, political and economic organisation into war-shattered states in order to control
civil conflict: in other words, pacification through political and economic liberalisation"
(1997: 56). The fall of the Communist Bloc and its alternative model meant that this
interventionist approach was readily encouraged, and it was imposed without rival in the
four corners of the world something Lizée (2000) calls the "end of history syndrome”.
By introducing political and economic conditionalities through peace operations and
development assistance programmes, the model of market democracies spread
throughout the Third World (Jakobsen, 2002).
The great potential for opening the concept of peacebuilding to numerous definitions
based on different understandings and approaches which could have gained a multitude
of concrete forms in post-conflict contexts was instead reduced to the specificity of the
Western and liberal worldview, and therefore closed to other experiences and
alternatives.
3. The model in practice
There was, since its beginning, a convergence around what Kahler called the "New York
Consensus" (2009), despite the absence of a central organ for all peacebuilding activities
within the UN during the first decade, on the one hand, and the constant presence of
several other international actors who arrogated responsibilities under international
interventions on the other. The "New York Consensus" reflected the liberal dream of
creating multiparty democracies with market economies and strong civil societies, as well
as promoting Western liberal practices and values, such as secular authority, centralised
governance, the rule of law and respect for human rights (Newman et al., 2009: 12).
As Richmond explains, peace is thought by Western international community as an
"achievable ideal form, the result of top-down and bottom-up actions, resting on liberal
social, political and economic regimes, structures and norms" (2005: 110). To think of
"peace as governance" (ibid.: 52-84) also involves looking at peacebuilding as a means
to an end: that is, as an institutionalised model embodied in a set of steps needed to
build liberal peace. No wonder, therefore, that the practice of peacebuilding has involved
a standardised framework for action that sought to take on a universal and hegemonic
character.
Multidimensionality
It is the involvement of the UN in Namibia in 1989 that represents the first attempt to
implement this paradigm. This peace operation goes far beyond the traditional
supervision of ceasefires and is mandated to assist the establishment of democratic
political institutions as well as monitor elections that would ensure the country’s
independence. The relative success of the mission attested the organisation's capacity
and willingness to undertake more ambitious and large-scale peace operations, with
activities going far beyond those until then undertaken, and in a variety of countries
emerging from armed conflicts in Asia, Africa, Europe and Central America (Han, 1994:
842-845). We therefore witnessed, during the nineties, a dramatic expansion of the
liberal peace model that Ramsbotham calls the "UN's post-settlement peacebuilding
standard operating procedure" (2000: 170), which is embodied, on the ground, by four
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interdependent dimensions: (1) military and security, (2) politico-constitutional, (3)
socio-economic and (4) psycho-social.
The military and security dimension
The security dilemma that assaults groups involved in intrastate conflicts is considerably
higher than among countries involved in interstate conflicts, to the extent that the
strengthening of state authority involves the recovery of the monopoly of the legitimate
use of force and control of the entire territory; that is, it entails precisely the
reconstitution of a central political power with the capacity to impose itself over the
remaining political and military powers. It is therefore necessary to institutionalise
safeguards to neutralise the understandable feeling of insecurity that pervades the
various actors who fear exclusion and fear that the centralisation of political and military
power favours the opposing group to their detriment. The military and security dimension
of the peacebuilding model therefore has two objectives: to establish a balance between
the warring parties and to restrict the ability of combatants to return to hostilities. There
is, accordingly, a programme specifically aimed at soldiers, which includes the
standardised phases known as "DDR": (1) demobilisation, (2) disarmament and (3)
reintegration into civilian life or the national armed forces.
The international community's attention is later focused on security sector reform (SSR),
which covers military, police and intelligence services, and seeks to establish more
transparent, efficient and democratic control (see Sedra, 2010). Pointing to a generic
notion of good governance and the rule of law, SSR is a long-term, comprehensive
approach, concerned not only with the capacity to provide security to citizens but also
accountability through civil and democratic supervision.
4
The politico-constitutional dimension
This dimension seeks to carry out a political transition that involves the legitimation of
government authority; reform of the State’s administration dismantled during the
conflict; and the transfer of tensions among conflicting groups to the institutional level
that is the idea of politics as a continuation of the conflict through non-violent means, a
notion which comes from Michel Foucault and that Ramsbotham calls "Clausewitz in
reverse" (2000: 172).
The political regime that underlies these changes is liberal democracy, which is
considered more prone to peace both internally and internationally.
5
As the "dominant
political philosophy" (Barnes, 2001: 86) of the international post-Cold War community,
it was successively promoted and imposed on intervened societies, focusing primarily on
reform and promotion of the rule of law and of those elements with the most impact on
the process of democratisation and the creation of a democratic culture: political parties,
media and civil society.
The introduction of this democratic model in post-conflict scenarios can, however, take
different forms. A first approach was to hold short-term multi-party elections, which
symbolised the immediate responsibility of national actors and the legitimacy of new
4
On the link between peacebuilding, the rule of law and SSR see Almeida Cravo, 2016.
5
For the democratic peace theory see Hayes, 2012.
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political power (such as in Angola in 1992). The winner-takes-all logic of the zero-sum
game in highly unstable contexts led, however, to the emergence of a second approach
considered less destabilising: coalition governments, which aimed to socialise actors in
terms of sharing negotiated power and the practice of consensus before holding first
elections (e.g., in Afghanistan in 2002). One last way only for cases where there is a
large commitment from the international community in terms of financial provisions,
human resources and time is the international protectorate”, in which the transitional
administration is upheld by an external actor (e.g., East Timor with the UN between 1999
and 2002).
The socio-economic dimension
This dimension aims to reverse the particularly devastating impact of armed conflict on
a country’s socio-economic fabric, drawing upon international financial aid. Following a
continuum between relief, recovery and development (Macrae, 2001:155), the
international community usually begins with humanitarian aid and also has a crucial role
in medium- to long-term support for the reconstruction of basic infrastructure and the
application of macroeconomic stabilisation policies. It should be noted that the
understanding of this economic recovery, as well as monetary and fiscal (im)balances,
has been guided by neoliberal ideology (see Harvey, 2005). During the eighties and
nineties, this economic philosophy materialised in the so-called structural adjustment
programmes, applied all over the developing world by international financial institutions
loyal to the so-called “Washington Consensus” (Williamson, 2008). These economic
policies advocated liberalisation, privatisation and deregulation of countries’ economies,
opening them to the market; they were accompanied by weakening and concomitant
cutbacks in the interventionist role of the State in a context of strict fiscal discipline and
tax reform aimed at attracting foreign investment.
Devastating criticism of this neoliberal model related to difficulties in favourably
integrating these post-conflict economies into the world market and in a sustainable
manner led to strong calls for the easing of economic practices, the regaining of the State
as a development agent and the need to reconcile the imperatives of short-term
stabilisation and long-term imperatives of growth and development (see Stiglitz, 2008).
In general, however, the reforms of the "post-Washington Consensus" that followed,
mainly in the late 1990s, were towards a neoliberal-light package rather than a real
challenge to the model’s assumptions.
The psycho-social dimension
One of the most serious costs of war is the enduring nature of the impact of the culture
of rooted violence in societies plagued by conflicts over a long period (Lederach, 2001).
The restoration of the social fabric of war-torn countries depends on the deconstruction
of stereotypes and the conditions that fuelled the conflict and polarised communities,
requiring, therefore, a change of individual attitudes and, more generally, the behaviour
of society as a whole towards reconciliation.
Different societies have dealt with their psycho-social trauma resulting from conflicts in
different ways. Some opted for what we call here the Amnesia formula that is burying
the past through amnesties lest to cause instability. This path is difficult to follow since
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sufferers are normally cursed with good memory. There are fundamentally three other
recurring practices in dealing with the past in these contexts (which may exist
simultaneously or even be associated with amnesty laws): through (1) truth and
reconciliation commissions, as in El Salvador; (2) the courts (judicial settlement, either
domestically or internationally), such as in Rwanda; and (3) traditional reconciliation
practices (rituals entirely dependent on local cultural resources), as in East Timor.
This is, ultimately, a painful and slow process that involves readapting to each other and
rebuilding peaceful relations. Reconciliation in its broadest sense is thus ultimately the
end goal of a transition to peace.
Consensus on peacebuilding’s institutional practice was generalised. The global
organisation sought to strengthen it and streamline monitoring missions through
administrative reforms such as the creation of the Department of Peacekeeping
Operations as early as 1992, and also through the more systematic use of the Special
Representatives of the Secretary-General. In particular, the creation of the Peacebuilding
Commission in 2005 intended to fill an institutional gap with regards to the UN’s capacity
to act in contexts of violence and state fragility, as well as to learn from its mistakes and
best practices within a framework of liberal peace.
Given the growing complexity of threats to international peace and security, the logic of
complementarity between the work of the UN and multiple regional organisations and
civil society also gained momentum. Putting into practice what had been envisaged by
Chapter VIII of the UN Charter, partnerships with regional organisations considered a
privileged space for crisis resolution and peace promotion became stronger. Institutions
such as the OECD, the EU, NATO and the African Union began to play an increasing role
in peacebuilding, following, in general, the institutionalised model. In particular, the
enlargement of both NATO and the EU on the European continent and, subsequently, the
expansion of their operations beyond Europe intensified the application of the paradigm
and further legitimised the liberal peace model as a standard action. Simultaneously, the
prominence on the international agenda of the concept of human security (see UNDP,
1994) and subsequent appeals for intervention provided more space for civil society
organisations in the discourse and practice of peace and conflict. Viewed as more focused
on individuals and tending to be bottom-up in their approaches, these organisations
gained momentum and their participation in the various stages of the promotion of peace
have become regarded as essential to the success of a sustainable peace process.
As pointed out by Newman et al., this understanding of both the challenge and the most
appropriate response, which quickly spread to other organisations, reflects not only the
dominant consensus but also normative progress towards weakening the inviolability of
territorial integrity and, concomitantly, the growing acceptance of international
interventionism (2009: 5).
4. Criticism of the model
Expectations for this new era of global interventionism were high and soon dashed, giving
rise to widespread pessimism, in large part because of the dramatic and newsworthy
failures of missions in Angola, Bosnia, Somalia and Rwanda. Statistics on the recurrence
of violent conflicts in societies previously ravaged by war about 50% in the first five
years following the signing of peace agreements (Collier, 2003: 83) led the favoured
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model being openly questioned. But even where there was no blatant return to hostilities,
the materialisation of formal peace faced serious difficulties and, in many cases, the initial
effusive statements of success proved premature.
6
The main protagonist of this ambitious interventionist project attracted much of the
responsibility for the setbacks and failures. In fact, the complexity of the problems faced
in peace and security with the end of the Cold War egregiously defied the institutional
capacity of UN missions of this scale on several levels: financial resources; qualified and
experienced staff; information gathering and planning; communication; coordination;
and operational knowhow (see Roberts & Kingsbury, 1993). The undeniable difficulty of
operationalisation of the UN proposal evident right from the start confirmed glaring
weaknesses and difficult dilemmas that were undermining the credibility, legitimacy and
intervention capacity of the organisation.
It would, however, be criticism of the model of peacebuilding itself, advocated both by
the UN and by other more interventionist actors of the international system, that would
prove to be more forceful. Of these, it is possible to distinguish two groups of critics
through their analytical positons: (1) reformist critiques (the problem-solvers
7
) who,
while recognising relevant defects in the model, advocate its continuation, refining the
process without challenging its ideological foundation; and (2) structural critics who
question the legitimacy of the model itself, its values, interests and the reproduction of
hegemonic relations, challenging, thus, the order accepted as an immutable reality.
More and better interventionism: the reformist critiques
Both in terms of numbers and influence in the world of policymaking, most authors who
focus on the theme of promoting peace in peripheral States belong to the so called
mainstream and may be labelled problem-solvers. They are authors who advocate the
existing order and whose concern is to increase the practical relevance and efficiency of
the liberal peace model.
8
Believing ultimately that, despite the disappointing results,
external intervention is more beneficial than harmful and that the alternative is the
abandonment of millions of people from the periphery to a condition of insecurity and
violence, this line of thinking accuses the "hyper-critics" (Paris, 2010) of widespread
scepticism and focuses on the improvement of the model in order to minimise its
destabilising effects and improve its capabilities.
Paris and Sisk (2009) generally represent this position and point to five contradictions
inherent in the model that hinder its applicability: (1) external intervention is used to
promote self-government; (2) international control is required to create local ownership;
(3) universal values are promoted to tackle local problems; (4) the break with the past
is concomitant with the affirmation of history; and (5) short- and long-term imperatives
often conflict. These tensions materialise in practical challenges to peacebuilding in the
field of: (1) international presence (i.e. the degree of interference in the internal affairs
of the host State size of the mission, nature of the tasks, consent versus
compliance/enforcement, combination of violent and/or non-violent means); (2) duration
of the mission (post-war reconstruction as necessarily a long-term activity versus
6
See, for example, criticism of operations in Mozambique (Weinstein, 2002) and Cambodia (Lizée, 2000).
7
For the concept of "problem-solver" see Cox, 1986.
8
See, for example, Fukuyama, 2004; Paris, 2004; Doyle and Sambanis, 2006; Call and Cousens, 2008;
Jarstad and Sisk, 2008.
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accountability of national actors); (3) local participation (elites versus population,
international priorities versus local priorities); (4) dependence (on international actors
versus self-sustaining peace); and (5) consistency (organisational coordination and
normative clout) (ibid .: 306-309).
The realization of these dilemmas does not lead to rejection of this kind of response from
the international community; on the contrary, this analysis is seen as a "realistic" way of
trying to manage contradictory imperatives in order to improve performance and
efficiency of missions, adjust expectations and thus "save" the liberal peace project
(Paris, 2010). The ideological foundations of liberal peace in transforming countries
devastated by civil wars into liberal market democracies are therefore not questioned.
Over the years, the incorporation of reformist critiques entailed only some adaptation in
terms of methodology, with the adoption of more gradual reforms of
"institutionalisation before liberalisation" (Paris, 2004: 179) in order to build and
strengthen autonomous governance institutions that are effective and legitimate before
the introduction of winner-takes-all elections and drastic reforms to open up markets.
This strategy, more sensitive to the adverse effects of "shock therapy", maintained,
however, the two global goals governing the implementation of the paradigm since the
early nineties: (1) the reproduction of the Western Weberian State in the periphery
with the strengthening of the SSR, the rule of law and good governance (the three most
prominent pillars of the model in its second decade); and (2) the integration of these
spaces in the world capitalist economy generally preserving the neoliberal framework,
while safeguarding against its most devastating socio-economic impact by supporting
development and poverty reduction programmes (Harrison, 2004).
The challenge to the global power structure: structural critiques
Structural critiques are mainly concerned with the ideology behind the thought and
practice of peacebuilding and what this (re)produces in terms of the functioning of the
international system. Unlike the perspective analysed above, the aim of the authors is
transformative, looking to explicitly resist hegemonic forms of power.
9
This normative
commitment aims to transform the model itself as opposed to an adjustment in line
with the preservation of the dominant paradigm of liberal peace as well as the broader
system of power relations as opposed to the preservation of the status quo.
Among the sharpest critiques are those who emphasise the Western hegemonic model
of peacebuilding and its hierarchical, centralised and elitist nature. From a postcolonial
perspective, liberal peace is understood as promoting Western culture, identity and
norms over others (Lidén 2011: 57). The analogies between the peacebuilding and
colonialism are therefore recurrent, considering both as contributing to power
asymmetries between the Global North and the Global South. The structural problems of
the design and implementation of peacebuilding models are thus seen in their relationship
with the inequality of the international system: interventions impose a top-down model,
create and reinforce a clear hierarchy between intervenors and the intervened and act
as an instrument of global governance of the West in the periphery, consolidating its
hegemony, defending its geostrategic interests and promoting its values (Chandler,
2010). Its function is then the legitimacy of the world order which followed the victory of
9
See, for example, Duffield, 2001; Pugh, 2005; Chandler, 2006; Richmond, 2006; Darby, 2009.
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the Western Bloc in the Cold War, while serving the interests of Western states and
international financial institutions controlled by them. Furthermore, the supposed
technical solutions proposed and imposed by the Global North, such as the neoliberal
strategies of post-war reconstruction, reproduce the conditions of conflict and cause the
very violence they intend to solve (Duffield, 2001; Pugh, 2005), ultimately contributing
to the system’s instability.
Looking to overcome this logic of the international imposing on the local, several authors
have more recently explored the idea of a post-liberal peace model. The contribution,
for example, of Richmond (2011) and Mac Ginty (2011) focuses mainly on the theory of
hybrid peace, where peace is a cumulative and long-term hybrid of endogenous and
exogenous forces. Refusing both the universality of liberal peace (as a principle and
practice) as well as the romanticised “purity” of the local, the hybrid perspective notes
local agency in resisting, subverting, renegotiating, ignoring, delaying and producing
alternatives to the current paradigm. Recognition of this heterogeneity opens the way to
think about Southern epistemologies (Sousa Santos, 2014) and, in particular, about
forms of State-building and societal governance that are distinct from those proposed by
the hegemonic model. The central idea is that, paying attention to worldviews that are
culturally different from the Western, is it possible to recognise and create a multiplicity
of "peaces" that are not exhausted by the overwhelming hegemony of liberal peace.
Notwithstanding their different characteristics and intentions, these critiques effectively
put in question: (1) the goodwill of the intervention model drawing attention to the
imperialist features of the paradigm and the way it serves the interests and particular
agendas of Northern countries in the South; (2) its nature challenging the centrality
of security (which favours order and stability at the expense of emancipation) and its
elitist, technocratic and standardised essence; (3) its legitimacy questioning the
presumption of the universality of Western liberalism as well as its Eurocentric, imposing
and curtailing approach to local participation; and (4) its efficacy stressing the
maintenance of conflicting relationships, dependency on external actors and the adverse
consequences of downplaying endogenous contributions.
Conclusion
There is no doubt that the model of peacebuilding undertaken by the various actors who
today take the lead in international interventionism is a particularly ambitious project.
From the mere freezing of armed conflicts, we have moved rapidly to attempt to settle
their root causes through an institutionalised paradigm that dramatically changed the
objectives and traditional functions of promoting peace in the periphery.
The results of this interventionist project were, however, far short of the desired,
particularly for those who enthusiastically foresaw a new era able to solve the challenges
to international peace and security of the post-Cold War. Two decades of internal and
external criticism of the peacebuilding model did produce some reforms towards a modus
operandi that is occasionally more flexible and more sensitive to other approaches. These
adjustments did not, however, truly question the cultural and ideological assumptions of
this paradigm, neither the global North’s interests underlying the international action in
conflict and post-conflict contexts. In fact, they could not even suitably solve most of the
problems identified by the problem-solvers, as shown by the successive reports and
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assessments of peace operations led by international actors themselves. Indeed most of
the criticism over the past twenty years remains valid today.
The appreciation of peacebuilding as a response to extreme levels of violence plaguing
the system cannot, in this sense, fail to reveal an impact that is at least disappointing
and often counterproductive. Although praising the will to go beyond the militarised
model of negative peace as well as how the fact translates into a renewed commitment
of the international community towards the periphery devastated by violence and in need
of help scepticism about international efforts have clearly been justified. Serious
limitations in the way the concept has been conceived and materialised on the ground
to which complaints can be added regarding the agendas and interests that are truly
served with these interventions are particularly serious problems that are still, in fact,
far from being resolved.
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