OBSERVARE
Universidade Autónoma de Lisboa
ISSN: 1647-7251
Vol. 7, Nº. 1 (May-October 2016), pp. 33-54
THE USE OF MILITARY FORCE IN THE MANAGEMENT
AND CONFLICT RESOLUTION
António Oliveira
oliveiravpa@gmail.com
Degree in Military Sciences (Infantry) at the Military Academy, currently performs military
advisory functions, Office of the Minister of National Defence, in the 21st Constitutional
Government (Portugal). He served in various units of the armed forces, where he played roles in
the operational components of peace support operations in Kosovo, 1999-2000 and 2005;
evacuation of nationals in Guinea and Congo (1998), and vocational education and training. He
was a professor at the Institute of Military Higher Studies in education of operation areas,
performing advisory functions and training in Angola (2008-9) and Mozambique (2009). He
served as Operations Officer and Trainer of Intervention Brigades (after 2010, Coimbra), being
appointed Commander of the 1st Infantry Battalion of the Intervention Brigade (2012). He was
an advisor in the Office of the Minister of National Defence in the nineteenth and twentieth
Constitutional Governments. Master's in Peace and War Studies in New International Relations,
Universidade Autónoma de Lisboa, and is qualified through the course of Information and
Security Specialisation (Institute of Social Sciences and Politics) and the course Operations of
Peace and Humanitarian Action, taking part in the International Visitor Leadership Programme in
the United States, in the area of conflict resolution. He is the author of Resolução de conflitos – o
papel do emprego do instrumento militar and co-author of A luta armada timorense na
resistência à ocupação 1975-1999. He is a doctoral candidate in International Relations at the
Faculty of Social and Human Sciences from the Universidade Nova de Lisboa.
Abstract
The end of the Cold War changed the paradigm of the role and scope of military force in the
management and resolution of conflicts. With increasing intervention by the international
community, the new generation of peacekeeping operations has adopted a multidimensional
approach to military force to be used in coordination with other instruments of power,
ensuring a proper strategic framework considering the desired end state.
This new approach and the increasing complexity of conflicts, predominantly intrastate in
nature, have led on the one hand to understandings of the traditional principles of peace
operations being addressed, and on the other to military forces facing diverse challenges.
The most complex is related to the effective use of combat capabilities, as it seems that
there is a lack of political will, after making the deployment of forces, to ensure their
effective use. However, the effective use of force being the most critical element, but
simultaneously more differentiating and characterising of the use of the military instrument,
the management and resolution of conflicts has elevated the range of capabilities of military
forces that goes beyond traditional capabilities combat, showing themselves useful in
support, complement or replacement of non-military capabilities.
Keywords
Military force; Instruments of power; Conflict resolution; Peace operations
How to cite this article
Oliveira, António (2016). "The use of military force in the management and resolution of
conflicts." JANUS.NET e-journal of International Relations, Vol. 7, Nº. 1, May-October 2016.
Consulted [online] on the date of last visit, observare.ual.pt/janus.net/en_vol7_n1_art3
Article received on 8 February 2016 and accepted for publication on 13 March 2016
JANUS.NET, e-journal of International Relations
ISSN: 1647-7251
Vol. 7, Nº. 1 (May-October 2016), pp. 33-54
The use of military force in the management and resolution of conflicts
António Oliveira
34
USE OF MILITARY FORCE IN MANAGEMENT
AND CONFLICT RESOLUTION1
António Oliveira
Introduction
The international community, including the United Nations, with the support of some
regional organisations such as NATO and the European Union, have increasingly
intervened in the management and resolution of conflicts. Constituting a "third party",
they invest their efforts in the implementation of coercive and non-coercive methods in
order to defuse antagonism among opponents and to promote a lasting cessation of
violence.
According to Ramos-Horta (2015: ix), the prevention of armed conflict is perhaps the
greatest responsibility of the international community. But when this prevention is not
possible, the so-called "peacekeepers" are often forced to intervene to help enforce and
maintain a safe environment, preventing the resumption of violence and providing a
safe space for the advancement of political processes.
The characteristics of the current operational environments, along with the multiple
actors involved of which the population is the most important have increased the
complexity of conflicts. Thus, operations involved in their management and resolution
require the execution of an increasingly broad spectrum of tasks by the military.
However, conflict resolution is also done based on non-coercive measures, which
implies that the use of military should be balanced and integrated with other
instruments of power. The traditional use of military forces in the context of conflict
resolution seems to be undergoing rapid evolution, where its action is developed in a
much more complex environment. Thus, as stated by Smith (2008: 429), "the desired
result should be known before deciding whether the military has a role to play in
achieving this result".
In this context, they pose a set of questions that are the basis of decision making for
the use of military force in this context. What are its functions? What is the context for
its use and how does it combine with other instruments of power? What conditions are
necessary and what principles should be respected? Can combat capabilities in
situations of military force be effectively employed?
To answer these questions, in the first topic we dwell on the framework for the use of
armed force in resolving conflicts. A second part deals with the conceptualisation of
operations based on the military approach to this subject. Finally, the text deals with
the use of military means in this context, including the effective use of combat
capabilities.
1 The translation of this article was funded by national funds through FCT - Fundação para a Ciência e
a Tecnologia - as part of OBSERVARE project with the reference UID/CPO/04155/2013. Text translated by
Thomas Rickard.
JANUS.NET, e-journal of International Relations
ISSN: 1647-7251
Vol. 7, Nº. 1 (May-October 2016), pp. 33-54
The use of military force in the management and resolution of conflicts
António Oliveira
35
1. Military force in the context of conflict resolution
1.1. The functions of military force
The military has always played an important role in international relations. However,
its priorities have been changing, adapting to the evolution of strategic contexts,
successively used first as a means of coercion, then as a deterrent and more recently
as a tool for the prevention and resolution of conflicts (Espírito-Santo, 2003: 235). This
form of use should be regarded not as a succeeding substitution of the context of use,
but as a broadening of the spectrum of use.
In this spectrum, generically, military force can accomplish five strategic functions: to
destroy, coerce, deter, contain or improve (Smith, 2008: 370). These functions will be
performed in isolation or in combination, according to the strategic concept that
achieves the desired political result, and can be developed at different levels,
individually or in a complementary manner (Garcia, 2010: 70), independent of the
activities to execute.
In the context of security and defence in the XXI century, the military runs three main
types of activities: (i) traditional combat operations; (ii) a wide range of "non-
traditional" activities, ranging from humanitarian assistance to special operations
through to the peace operations; and (iii) support activities and interaction with other
instruments of power (Alberts, 2002: 39). This spectrum of usage reflects very
significant changes associated with a growing appreciation of the actions developed by
use of non-military vectors. This trend has become more pronounced and results in
more effective diplomatic, economic and psychological strategies, as well as the
problems inherent to the use of military force (Barrento, 2010: 306).
The conduct of military operations began to be the "art of the possible," implying that
more and more forces adapt to non-military contexts and political, legal, socio-cultural,
economic, technological and geographical constraints (Gray, 2006: 31). Thus, in
addition to the means, the use of military force started to require another fundamental
prerequisite: opportunity (Alberts and Hayes, 2003: 171).
International organisations2 supported the perspective that the use of armed force to
manage international relations and maintain peace is legitimate, appropriate and often
necessary (Zartman et al., 2007: 422) and have progressively come to intervene to
safeguard peace between States as well as within them (David, 2001: 313). The
opportunity for the employment of military forces is created and, thus, they are
increasingly called upon to intervene under the so-called "conflict resolution".
But this new perspective of action also brought qualitative changes in the use of
military force. Objectives on a strategic and operational level are no longer related to
the destruction or imposition of conditions to an enemy and now aim to shape it or
change the will of the population (Smith, 2008: 42) and the warring parties.
Consequently, strategic functions, while retaining their ends, saw contexts change
significantly as they are implemented, especially through the concept of enemy
elimination, a non-applicable concept in the context of conflict resolution.
2 Especially the United Nations, supported and complemented by other regional organisations.
JANUS.NET, e-journal of International Relations
ISSN: 1647-7251
Vol. 7, Nº. 1 (May-October 2016), pp. 33-54
The use of military force in the management and resolution of conflicts
António Oliveira
36
So, instead of carrying out its strategic functions in a traditional war scenario, the
deployment of the military in this context can be seen as a step by the international
community to resolve differences and confrontations without recourse to war, while
contributing to security in collective terms (Segal and Waldman, 1998: 185).
1.2. The context for use - the integrated approach
In general terms, the strategic objectives defined for an operation aimed at resolving a
conflict are usually related to security, governance and economic development (AJP-01
(D), 2010: 2-12).
In strictly military terms, the final state can be considered achieved when the rule of
law is established, internal security mechanisms regain control and the levels of
violence are within normal standards for the society in the region in question. However,
achieving military objectives and creating a stable and secure environment is no
guarantee of achieving a self-sustaining situation of peace (AJP-1 (C), 2007: 1-8). The
implementation of an operation may help curb violence in the short term, but it is
unlikely to result in a sustainable and lasting peace if it is not accompanied by
programmes designed to prevent the recurrence of conflict (Capstone, 2008: 25). Thus,
military success and reaching military targets should be seen as decisive aspects in
order to achieve the desired overall end state, where it is essential to establish a
dynamic balance with non-military objectives (Alberts, 2002: 48), using the military
instrument in coordination with other instruments of power3.
Fig. 1 - Balance of the instruments of power (adapted from the Smart Power Equaliser)
Source:
http://mountainrunner.us/images/SmartPowerEqualizerfindingthemix_FA88/smartpower_20thC2.
gif
The relationship between these instruments, as regarded by Gray (2006: 15), is always
contextual, conditioning their application. In the context of prevention, management
3 According to the relevant fields, there are several ways to effect the systematisation of instruments of
power: (I) DIME (diplomatic, informational, military and economic Instruments) in the current doctrine of
the Atlantic Alliance (AJP-01 (C), 2007): 2-18); (ii) DIMLIFE (diplomatic, informational, military,
economic, law and order, intelligence and financial instruments) in US counter-terrorism strategy, which
considers a broader range of instruments; some states do not acknowledge the informational instrument,
considering it both as a component and a requirement necessary for other instruments (AJP1- (D), 2010:
1-3).
Balance of power
instruments
Mais
Menos
Legend
M - Military
E - Informational
D - Diplomatic
E - Economic
JANUS.NET, e-journal of International Relations
ISSN: 1647-7251
Vol. 7, Nº. 1 (May-October 2016), pp. 33-54
The use of military force in the management and resolution of conflicts
António Oliveira
37
and resolutions of conflict, the degree of use of each instrument is influenced by
intended coercion level of the actors in the confrontation and uses the military
elements that directly influence this level of coercion4 (Oliveira 2011: 65).
This holistic and synergistic use is commonly called the comprehensive approach” and
is based on coordinated action between various actors - political, diplomatic, economic,
military, non-governmental, civil society and business (MCDC, 2014: 115). Being linked
to the strategic, operational and tactical levels, it is supported by the planning and
direction of the execution (AJP-1 (D), 2010): 2-11), in which the use of different
systems converge methodologically with a combination of multinational and
multidisciplinary solutions (Oliveira, 2011: 65).
1.3. The specific framework for the employment of the military
instrument
The use of military force in the management and resolution of conflicts is conditioned
by the appropriate conceptual framework that correctly interprets the operational
environment through the force and its commanders (AJP-1 (D), 2010: 1-10). The
confusion of conceptual and doctrinal division of operations is usually preannouncing of
failure, because the degree of commitment of the military, the elements to engage with
and the terms in which the mandate allows them to act (Jones, 2009: 7) are
preconditions for success.
The use of the military components in this environment requires a deep understanding
of three vectors that are interrelated: (I) the actors involved supporters, opponents
and neutrals in the presence of force; (ii) the operational environment, the different
perspectives, and (iii) the tasks to be performed (AJP-01 (D), 2010: 2-14).
Addressing the relationship between the various vectors, Binnendijk and Johnson
(2004) published some findings of a study 5 that examined a number of interventions in
conflict situations, suggesting that success depended essentially on three controllable
factors: (i) the resources allocated to resolve the conflict; (ii) the volume of military
force used; and (iii) the time allocated for the process of conflict resolution.
Interventions are also dependent on two uncontrollable factors: (i) internal
characteristics and (ii) geopolitical interests of third parties.
These studies were designed with the military instrument as the main variable 6 of the
cases studied, and one of the lessons learned is that there is a strong correlation
between the amount of resources used and the degree of success7 . With the increasing
complexity and multidisciplinarity of operations, this correlation has not been clear and
it became one of the dilemmas of its materialisation. If, on the one hand, a large
volume of forces promotes safety, on the other hand it introduces the risk of
stimulating local resistance to an intrusive foreign presence in the local community. In
another approach, a reduced number of forces minimises the encouragement of
4 The result of the balanced use of different instruments of power can be compared to the sound achieved
through an equaliser, being altered by intervention in the intensity of each of them and the basic sound
selection - the desired level of coercion (Oliveira 2011: 65).
5 Original study by Larry K. Wentz.
6 For a specific analysis of this variable, success in a military perspective is easily measured as it is related
to achieving military objectives, which embody the so-called military end state (AJP-01 (C), 2007: 1-4).
7 This conclusion was being called into question by other studies.
JANUS.NET, e-journal of International Relations
ISSN: 1647-7251
Vol. 7, Nº. 1 (May-October 2016), pp. 33-54
The use of military force in the management and resolution of conflicts
António Oliveira
38
nationalist impulses against the presence, and can be very effective in maintaining a
stable and secure environment in the territory (Paris and Sisk, 2009: 81). For this
dilemma 8 Some UN force commanders argue that volume is not critical, being less
important to the effectiveness of the force of the command unit and the removal of
caveats introduced in various military contingents (Mood, 2015: 2).
The timing of an operation creates another dilemma: maintaining a presence to prevent
the resumption of hostilities and/or opportunism due to the weakness of local
institutions or withdrawal of forces in order to avoid the danger of local population
resistance to prolonged presence (Paris and Sisk, 2009: 85). According to Binnendijk
and Johnson (2004: 4:05), in this dilemma it is affirmed that the maintenance of
means for a long period cannot guarantee success, though their rapid withdrawal can
precipitate failure. Being variable in each case, the historical cases point to a time
period of five years as the minimum time required to cultivate an enduring transition to
peace.
"Peace operations are about people and perceptions" and these operations "will be
developed more and more in this domain instead of on the ground" 9 (Mood, 2015: 1).
Thus, the approach to this dilemma means we must take into account the perception
that the local population has of the presence of international forces. Usually the
"coexistence" between the local population and military force is divided into three
periods: (i) a first, following the violent phase of the conflict, in which the population
considers their presence essential, especially for the creation of security. At this stage
unconditional support is guaranteed and their actions encouraged; (ii) a second period,
when the situation reaches some degree of stability, where the population begins to
question the need for international presence and begins to tolerate it rather than to
unconditionally support and (iii) the third stage, when the perception of security and
non-return of conflict starts to be installed and the population begins to see the force
as an intrusive element to their interests (Paris and Sisk, 2009: 85).
Internal and intrinsic characteristics of the territory where the conflict unfolds,
consequences of culture, the agendas of the various actors and the geopolitical and
geostrategic interests of external actors, usually States, are uncontrollable factors for
those executing an operation.
Studies conducted by Segal and Waldman (1998: 198) concluded that interventions by
the international community were more successful in controlling the conflict when the
actors in dispute had something to gain from the success of their own peacekeeping.
On the other hand, the practice seems to show that the contributing countries' troops
should be involved based on their interests in order to ensure the effectiveness of the
mission (Mood, 2015: 3). It seems to apply a “win-win” relationship between local
actors and multinational forces that represent their states of origin.
Given the intangibility of certain factors, evaluating the success of an intervention
never reached a base that satisfies diverse actors. According to Diehl (1993: 36), the
two general criteria have to do with (i) the ability to deter or prevent the use of
violence in the area of operations and (ii) how this intervention facilitates the resolution
of the conflict. They are essentially intangible criteria. However, the degree of success
8 For this dilemma also see (Newman, Paris, Richmond, 2009: 32).
9 Force Commanders' Advice to the High-Level Independent Panel on UN Peace Operations. Washington:
UN. 2015. Robert Mood.
JANUS.NET, e-journal of International Relations
ISSN: 1647-7251
Vol. 7, Nº. 1 (May-October 2016), pp. 33-54
The use of military force in the management and resolution of conflicts
António Oliveira
39
being measured can go through the verification of tangible metrics related to the
effects to be achieved at specific points in space and time. Disarmament levels,
demobilisation of former combatants and their reintegration into society, as well as how
local authorities guarantee security, are examples of aspects that are possible to
measure along the course of the operation 10 (Newman, Paris, Richmond, 2009: 29).
2. The military approach to the management and resolution of conflicts
2.1. The classical approach to peace operations
Originally, peace operations involved almost exclusively the use of military forces.
These were interposed between the parties to monitor ceasefires, facilitate the
withdrawal of troops and act as a buffer between countries in very volatile situations
(Newman, Paris, Richmond, 2009: 5). Thus, traditional peacekeeping operations were
established when some agreement was concluded and guaranteed the necessary
physical and political support to enable compliance by the parties (Zartman et al.,
2007: 433).
Between 1988 and 1993, a triple transformation started involving qualitative,
quantitative and regulatory changes regarding the role and scope of peace operations
(Bellamy, Williams, Griffin, 2004: 92). Their field of action has widened and began to
involve the combination of a wide range of tasks (Newman, Paris, Richmond, 2009: 7).
In this context, the UN 11 and NATO12, which together represent the overwhelming
majority of military personnel deployed in "peace operations" (Jones, 2009: 3),
developed a specific doctrinal basis for these operations, which allow an
operationalisation of concepts and a more efficient and flexible approach to them. They
did so by adopting a "classical approach".
This conceptual approach and rules to peace operations are associated with the life
cycle of a conflict: phase of escalation, usually non-violent, its violent phase and the
subsequent return of peace which is also non-violent. The response structure is based
on a sequential design and so, while not competing activities, the use of individualised
mechanisms provided either by the UN 13 or NATO 14 is well typified, allowing the
conceptual framing of the use of military force, based on a generic process that has
been followed as a model15. This assumes, according to the situation, that a type of
operation and the means and measures are to be used along with the framework. At
the same time, to move from one type of operation to another, changes to this
framework can be altered and the mandate and terms of reference of the mission can
even be changed.
Generically, the organisation is based on the following operation types: conflict
prevention, peace enforcement, reestablishment of peace, peacekeeping and
peacebuilding.
10 Other less tangible effects can also be analysed, such as reconciliation between the parties and the
evolution of conflict resolution (Newman, Paris, Richmond, 2009: 29).
11 Through the Agenda for Peace (A / 47/277 - S / 24111 of 17 June 1992).
12 Through the Doctrine of Peace Support Operations.
13 The reference is still the Agenda for Peace (A / 47/277 - S / 24111 of 17 June 1992) and later the
Agenda Supplement for Peace (A / 50/60 - S / 1995/1 from 3 January 1995).
14 The doctrine in place for the Peace Support Operations is found in AJP - 4.3.1 July 2001 and the AJP -
4.3, March 2005, although as noted above, they are both under review.
15 For a more comprehensive conceptual approach refer to the UN and NATO references above.
JANUS.NET, e-journal of International Relations
ISSN: 1647-7251
Vol. 7, Nº. 1 (May-October 2016), pp. 33-54
The use of military force in the management and resolution of conflicts
António Oliveira
40
Figure 2 - The Process of Conflict Resolution
Source: Adapted from BRANCO, Carlos et al. 16
Conflict prevention means the elimination of the causes of predictable conflict before it
occurs in an open form (Zartman et al. , 2007: 13). It involves the application of
external measures of a diplomatic, economic and military pressure, and even possible
military intervention to support an effort to prevent a violent outbreak of conflict or
stop escalation (MCDC, 2014: 70) or reigniting17. Military means normally focus on
supporting political and development efforts in order to mitigate the causes of conflict.
It should be based on gathering information and ensure an early warning system to
watch the development of the crisis in real time and evaluate the possible answers in
order to apply the fastest and most appropriate measures to each situation 18 (Castells,
2003: 31).
If preventive measures are successful, the crisis reduces in intensity, returning to a
certain degree of stability. If they fail and the line of the outbreak of violence is broken,
there is violent conflict (MCDC, 2014: 70). When this happens, the conflict has to be
managed through the elimination of violence and its related means (Zartman et al.,
2007: 13).
If the context establishes the objective to compel, coerce and persuade one or more
factions to comply with a particular mode of action, this is a "peace enforcement"
operation. This situation occurs when there is no strategic consent of the main actors
(Dobbie 1994: 122). In this case, the operation involves the application of a range of
coercive measures, including the use of military force (Capstone, 2008: 18) at an
operational level. Thus, supporting a mandate, military means will be employed if
necessary by taking the place of one of the belligerents and remaining on the ground
even against the will of the parties (Baptista, 2003: 742).
16 Adapted from BRANCO, Carlos, GARCIA, Proença, PEREIRA, Santos (Org) op. cit.: 139.
17 These measures are usually applied according to Cap. VI of the UN Charter. However, in the case of
armed intervention, military forces may be employed to deter and coerce the parties, which requires a
more robust mandate based on Cap. VII.
18 Although military activities are aimed at achieving the policies and development requirements, they
usually fall short in the following categories: (i) notice; (ii) monitoring; (iii) training and reform of the
security sector; (iv) preventive deployment and (v) the imposition of sanctions and embargoes "(AJP-
3.4.1 2007: 1-9).
IP
JANUS.NET, e-journal of International Relations
ISSN: 1647-7251
Vol. 7, Nº. 1 (May-October 2016), pp. 33-54
The use of military force in the management and resolution of conflicts
António Oliveira
41
However, despite the use of force, it is essential to reiterate that the objective is not to
defeat or destroy the belligerents (Pugh, 1997: 13), achieving a military victory, but to
force, coerce and persuade the parties to meet certain conditions, according to a
political objective (AJP-3.4.1 2007: 1-11). The purpose of these operations is a key
issue, because it establishes the separation between war and peace enforcement
(Branco, Garcia and Pereira, 2010: 142).
These actions are authorised in order to restore peace in situations where the UNSC
considers a threat to peace, a rupture of peace or an act of aggression exist (Capstone,
2008, p.18). In the case of operations led by the UN, given that it does not have its
own capabilities, other entities are authorised to use force on its behalf (Bellamy,
Williams, Griffin, 2004: 148), including NATO, the EU or coalitions of goodwill organised
specifically for this purpose. Given the complexity of this type of operations, forces
must be organised, equipped and trained, having a coercive combat capability for the
enforcement of the aspects for which it was mandated for and closely connect political
and military objectives (AJP-3.4.1 2007: 1-11).
"Peacekeeping" is designed to preserve a fragile peace following the end of the violent
phase of a conflict, in order to assist the implementation of agreements reached
between the parties 19 (Capstone, 2008: 18). "Ceasefires normally follow, which by
nature are volatile and precarious" (Branco, Garcia and Pereira, 2010: 139) and is, as a
rule, with the strategic consent of the parties (Dobbie 1994: 122).
Over the years, peacekeeping has evolved from a primarily military model after inter-
State wars to incorporate a complex model of many elements military, police and
civilian that work together in order to lay the foundation for sustainable peace
(Capstone, 2008: 18). The new circumstances force the establishment of more robust
operations, resorting to Chapter VII of the UN Charter and ensuring "all necessary
means" to address the situation (Zartman et al., 2007: 433). However, this use of force
is restricted to the tactical level of operations to resolve incidents, or before specific
situations of tactical non-compliance with the terms of the agreements fundamentally
aimed at facilitating diplomatic action, conflict mediation and ensure basic safety
conditions for a political solution (Branco, Garcia and Pereira, 2010: 141).
Peacekeeping is thus supported on the assumption that the absence of fighting
between the parties will allow the easing of tensions and allow negotiations to be
conducted (Diehl 1994: 37).
The "restoration of peace" includes measures to address the conflict and usually
involves diplomatic action to bring antagonistic parties to negotiate an agreement
(Capstone, 2008: 17) and, by definition, does not include the use of military forces.
However, the use of force or its threatened use has been a practice in reinforcing these
efforts 20 (Zartman et al., 2007: 435).
When the management of the conflict is successfully executed, the enforcement level
of external force lessens as the situation stabilises, allowing the withdrawal of military
19 Experts in conflict resolution argue that the presence of military forces after the signing of an agreement
is essential. If their presence does not materialise effectively within six to twelve weeks after the signing,
the agreement may lose effectiveness (Durch, 2006: 589).
20 The concept proposed by NATO is very similar to the UN, although it is more robust (Branco, Garcia and
Pereira, 2010: 135), because it does not exclude military support for diplomatic action through the direct
or indirect use of military means (AJP-3.4, 2005: 3-4), support planning and general staff. Examples of
this use include Afghanistan, Cambodia, Cyprus and Mozambique.
JANUS.NET, e-journal of International Relations
ISSN: 1647-7251
Vol. 7, Nº. 1 (May-October 2016), pp. 33-54
The use of military force in the management and resolution of conflicts
António Oliveira
42
force and the beginning of the peace-building process (MCDC, 2014: 71). The
"consolidation of peace" 21, when the conflict has overcome the violent phase, involves
a range of targeted measures to reduce the risk of reignition, strengthening national
capacities at all levels. In this scenario, the military performs its tasks after obtaining a
political solution and includes collaboration with local authorities, guaranteeing security
conditions for the work of civilian components and providing the necessary support to
civilian agencies to resolve the deep structural causes of the conflict (Zartman et al.,
2007: 436).
Military activities should have high visibility and impact, demonstrating the immediate
benefits of their action. Comprehensive use must, however, be considered to ensure
that short-term gains are not counter-productive for long-term development strategies
and face the danger of coming to create dependency on this support. As we saw earlier,
a stronger or weaker presence with local authorities is a dilemma to take into
consideration in conducting this operation type (Newman, Paris, Richmond, 2009: 32).
2.2. The new millennium and the increasing complexity of
interventions
Following the end of the Cold War and after a general decline in the incidence of armed
conflict, intra-Sate conflicts constitute the vast majority of today's wars (Capstone,
2008: 21). These conflicts can take many forms, of which inter-ethnic conflicts,
secessionist and autonomic conflict and war for power are highlighted, which usually
take the form of civil war (Wallensteen 2004: 74).
This resulted in a profound change in the approach to process management and the
resolution of conflicts, with the UN Security Council beginning to work more actively to
promote restraint and the peaceful resolution of regional conflicts. Since the beginning
of the new millennium, the number of military, police and civilian personnel involved in
United Nations peace operations reached unprecedented levels and, in addition to
growth in size, they have become increasingly complex (Capstone, 2008: 6). They face
significant challenges as they are often implemented in insecure environments, often
not having the resources to implement mandates (Ramos-Horta, 2015: 1). This reality
began to be identified in the Brahimi Report 22 (2000, § 12), which stated that peace
operations have changed rapidly from the traditional "military operations of observation
of ceasefires and separation of factions after an inter-state conflict 23 to incorporate a
complex model with many military and civilian elements working together to build
peace in the dangerous aftermath of civil wars.”
The transformation of the international environment thus gave rise to a new
generation of "multidimensional" operations, employing a mix of military, police and
civilian capabilities (Capstone, 2008: 22). These began to interact and work in the
same theatre, often overlapping each other. Thus, the range of actors involved has
become broad, with different objectives, understandings, skills and motivations. These
actors can divide, connect, ally or change their patterns and objectives with great
21 The expression "construction of peace" is also used.
22 Report of the Panel on United Nations Peace Operations, UN Doc. A / 55/305-s / 2000/809, 21 August
2000.
23 The first mission of peacekeeping operation was authorised in 1948 and implemented by UNTSO to
supervise the cease-fire agreements between Israel and Arab neighbours (Zartman et al., 2007: 436).
JANUS.NET, e-journal of International Relations
ISSN: 1647-7251
Vol. 7, Nº. 1 (May-October 2016), pp. 33-54
The use of military force in the management and resolution of conflicts
António Oliveira
43
frequency (Durch, 2006: 576). Each of them, according to their own agenda, may
support, be neutral or oppose the peace operation itself, and these positions may vary
with time or within organisations in a given context (AJP-01 (C), 2007: 1-4).
The complexity increases even more when we started to see an increasing number of
operations where there is no political agreement or where efforts to establish or re-
establish peace have wavered. The forces often operate in remote and austere
environments, facing permanent hostilities by actors who are not willing to negotiate,
and who might be interested in harming the international forces, adding restrictions to
their ability to operate effectively (Ramos-Horta, 2015: 5). This fact was presented as a
challenge and is referred to in the Capstone Report (2008: 20): "in the application of
conflict prevention, imposing, restoring and maintaining peace rarely occurs in a linear
or sequential way. Indeed, experience shows that these must be noticed in order to
complement and reinforce each other. The fragmented or isolated use of each prevents
the integrated approach required to address the causes of conflict that thereby reduce
the risk of the conflict rekindling.”
This situation started to have a strong influence on the approach to the management
and resolution of conflicts because, unlike in the past in which Chapter VI 24 served as
the basis for most operations (Capstone, 2008: 13), with the new millennium, the vast
majority of military and police operations began to act under Chapter VII of the UN
Charter 25 (Durch and England, 2009: 12). According to Howard (2008: 325), the
implementation supported in Chapter VII reflects the UNSC’s readiness to ensure that
agreements are implemented, if necessary, by force. Thus, and as shown in the
doctrinal evolution of NATO and some states 26, it seems that the old walls that
previously segregated the operations of peace from combat operations have begun to
crumble, and this has changed the paradigm of traditional "peace operations" (Durch
and England, 2009: 15). The actions of peacekeeping forces began to point to the
concurrent execution of a set of conflict prevention activities and conflict intervention,
as well as regeneration and support after the conflict in order to reach the final military
state desired (JP-3.4.1 (A), 2007: 1-5). This concurrence of actions depends on the
situation, especially the ebb and flow of the process, and may be represented with the
graph that is presented below.
Prevention requires actions to monitor and identify the causes of conflict and action to
prevent the occurrence, escalation and resumption of hostilities, where military
instruments should be used for deterrence, establishing a powerful presence to deter
spoilers of peace (AJP-3.4.1 (A), 2007: 1-5). Following the sequence of "format,
intimidate, coerce and intervene", military force becomes more explicit as the situation
worsens (MCDC, 2014: 71)27.
24 However, according to the Capstone Report (2008: 13), the UN Security Council does not need to refer to
a specific chapter to adopt a resolution authorising the use of peacekeeping operations and does not even
need to invoke Chapter VI.
25 In 2008, deployed forces accounted for about 80%.
26 Cases, for example US, UK, France or India.
27 “Format” means to influence the environment in which the actors operate, “deterringmeans offering an
implicit threat of action if the conflict escalates, “coerce” means making the threat explicit and
“Intervening” means taking military action (MCDC, 2014: 71).
JANUS.NET, e-journal of International Relations
ISSN: 1647-7251
Vol. 7, Nº. 1 (May-October 2016), pp. 33-54
The use of military force in the management and resolution of conflicts
António Oliveira
44
Fig. 3 - Concurrent activities in peace operations
Source: Adapted from JP-3.4.1 (A) (2007), op. cit.: 1-7)
Intervention means taking explicit military action and should involve actions
coordinated with political, economies and humanitarian activities (AJP-3.4.1 (A), 2007:
1-5). This can be implemented as a preventive action before the crisis line is
transgressed, or after in order to prevent the continuation of fighting by parties (MCDC,
2014: 71).
Regeneration should be started as soon as possible, starting with the security sector
and the needs that require immediate attention. The primary task of the military is the
organisation, training and equipping of the "new" local security forces until they are
self-sufficient in implementing the mission (AJP-3.4.1 (A), 2007: 1-5).
Support is the set of activities to support local organisations to maintain or improve the
final state defined in the mandate. It occurs when the structures, forces and local
institutions begin to assume responsibilities in a sustained and stable manner over the
territory and population (AJP-3.4.1 (A), 2007: 1-5).
Lasting peace is not achieved or sustained by military and technical commitments, but
through political solutions (Ramos-Horta, 2015: 11). Thus, despite the increased
complexity of interventions, military force continues to be used to establish a stable
and secure environment to allow the actions of other actors. These are usually better
able to exploit the success of tactical actions of military forces, which have a value that
must be integrated in a comprehensive plan (Smith, 2008: 428).
3. The use of military force
3.1. The principles of the use of force
The use of military forces in operations for the management and resolution of conflicts
is distinguished from other types of operations because it applies a set of principles. We
highlight three that are interconnected and mutually reinforcing (Capstone, 2008: 31):
consent, impartiality and the restrictions on the use of force.
Conflict Prevention
ends, Mandated
becomes self-sustaining
Peace
SustainRegenerateIntervene
Prevent
Conflict
Conflict
Prevention
Interventio
Regeneration Sustentation
Time
JANUS.NET, e-journal of International Relations
ISSN: 1647-7251
Vol. 7, Nº. 1 (May-October 2016), pp. 33-54
The use of military force in the management and resolution of conflicts
António Oliveira
45
The consent of the main parties in the conflict provides the necessary freedom for
strategic, political and physical action, so that the deployed means carry out their
functions. However, the consent of the main actors does not mean or necessarily
guarantee that there will be an agreement at a local level, particularly if they are
internally divided or have fragile command and control systems. As a rule, the level of
acceptance of the actors involved in the conflict will be different and will vary in time
and space28. A general consent situation becomes even less likely in volatile settings,
characterised by the presence of armed groups not controlled by a party, or by the
presence of other spoilers of peace (Capstone, 2008: 32). When this happens and there
is no common line of action between leaders and local groups, this inconsistency of
positions could result in the non-compliance of some of these groups, and they may try
to restrict the freedom of action of the peacekeeping force or even act against them
(Oliveira 2011: 98). In the absence of consent, the main risk lies in the possibility of
peacekeepers becoming part of the conflict (Dobbie 1994: 130).
Consent may thus constitute a very complex relationship between peacekeepers and
the various actors, which can be at the strategic level or, more fragile still, at the
tactical level (Oliveira 2011: 98). This level of consent may establish the framework
that separates a peacekeeping operation from a peace enforcement operation (Dobbie
1994: 145). On the other hand, the lack of consent or passive consent may be
transformed into active support through the credibility and legitimacy of the action of
the forces (AJP-1 (D), 2010: 1-9). According to Durch and England (2009: 15), the
best generator of consent is operational performance based on a firm but fair
implementation of measures to restore living conditions and a safe environment.
Contemporary conflicts tend to be internal and the legitimacy of international
intervention is sometimes questionable (Zartman et al., 2007: 8), influencing consent.
Thus, "normally peace operations work best when in addition to being internationally
authorised the forces are also invited to participate in the operation under the
agreements among the parties, offering through it international and local legitimacy"
(Durch and England, 2009: 13). In situations where there is no agreement between the
parties, the use of effective force may be required as a last resort (Capstone, 2008:
33). Military force will thus have to rely on the terms of the mandate and be structured
in adequate strength and form, and may have to adopt a position of temporary combat
in order to defeat the opposition of an actor (Durch and England, 2009: 13).
Since consent is never absolute, strength can thus be used to deter or compel;
however, this use has to be done with impartiality (Pugh, 1997: 14). This will be
guarded by the principles of the UN Charter and the mandate, which should itself be
based on the same principles, although allowing some initiative to peacekeepers in the
most dangerous environments (Durch and England, 2009: 12). This initiative is the big
difference between impartiality and neutrality. Unlike the latter, impartiality requires
judgment with respect to a set of principles and mandate terms (AJP-3.4.1 (A), 2007:
3-6). This conduct of peacekeeping forces is very complex, because some acts will be
viewed differently by different parties, which tend to evaluate them according to their
own agenda. This implies that the effective use of threat or use of force against one of
28 In time, from the perspective of permanence or fragility of consent and space "horizontally across all
elements of the population and vertically within the hierarchies of the parties in relation to the conflict"
(AJP-1 (D), 2010): 1-9).
JANUS.NET, e-journal of International Relations
ISSN: 1647-7251
Vol. 7, Nº. 1 (May-October 2016), pp. 33-54
The use of military force in the management and resolution of conflicts
António Oliveira
46
the parties shall be undertaken only when they do not meet the agreed terms through
action or inaction (Capstone, 2008: 33).
By the very nature of these operations, the restriction on the use of force is always
present and the level of coercion used must be proportionate and appropriate in
relation to the specific objective pursued. The means, the manner and circumstances
should be used as they are usually defined and detailed in the Rules of Engagement
(ROE) for the operation (AJP-3.4.1 (A), 2007: 3-8). These are considered essential and
are designed to ensure, within the extent possible, the effective use of force by the
military component in accordance with the legal framework and set policy.
Given the new strategic and operational framework in the UN commander operations
report (Mood, 2015: 2), "the principles of consent, impartiality and non-use of force
must remain a guiding basis for peace operations, but the complexity of the context
has meant that the traditional understanding of these principles should be worked out".
Thus, consent should not be required when the mandate, mission or civilians are
threatened. Unlike the implementation of the mandate and the protection of civilians,
impartiality is not an end in itself. The principle of the non-use of force is traditionally
applied with two exceptions: the use of force in self-defence and the use of force in
defence of the mandate. However, these exceptions are becoming increasingly
important in contemporary peace operations. The use of force in self-defence is used
regardless of the type of operation, and is not controversial; however, the availability
and resources for such use have become a major concern. The use of force to defend
the implementation of the mandate and civilians involves much more controversy.
Howard (2008: 13) argues that even peace enforcement operations, mandated under
Chapter VII, in which the UN can use force in conflicts of intrastate nature, may often
create incompatibilities with impartiality and consent.
The increasing complexity and "toughness" of implementation has led to peace
operations being addressed as "military operations" in the broadest sense, assuming
that they can be driven and shaped by principles previously reserved for conventional
combat operations. With this new paradigm, the tactical approach to all military
operations began to be performed based on the application of a set of common
principles 29 (AJP-01 (C), 2007: 2-23). The particular situation will dictate the emphasis
given to each of them (AJP-1 (D), 2010: 1-6).
3.2. The challenges for the use of military force
Current peace operations are implemented to perform a wide range of activities. They
intend to take an active role in conflict management in violent situations (Ramos-Horta,
2015: 29), whilst simultaneously facilitating the political process by promoting national
and reconciliation dialogue, protecting civilians, assisting disarmament, demobilisation
and reintegration of combatants as well as support the organisation of elections,
protect and promote human rights and help restore the rule of law (Capstone, 2008:
6). The framework introduces a set of factors that influence the use of military force,
through the imbalance and tensions between the various internal and external actors,
29 Another set of principles such as security, credibility, transparency, mutual respect and cultural
integration, legitimacy, proactive action and freedom of action should also be present in the use of
military forces in peacekeeping operations (AJP- 3.4.1 (A), (2007), op. cit. : 3-9).
JANUS.NET, e-journal of International Relations
ISSN: 1647-7251
Vol. 7, Nº. 1 (May-October 2016), pp. 33-54
The use of military force in the management and resolution of conflicts
António Oliveira
47
which are assumed as a major challenge to the provision, projection and use of military
means.
The first factor, external order, follows the launching process of the operation and
generation of the forces itself. However, the decision to launch or support peace
operations lies in international organisations 30 or coalitions of good will, since they do
not have their own military forces, the mission will be fulfilled with the resources
offered by Member or participating States (MCDC, 2014: 72). Therefore, it is ultimately
these that impose a number of conditions and political constraints on implementation.
Humanitarian issues or international security unlike wars in which soldiers defend
their fellow citizens or their country – are more difficult for leaders to accept and justify
the use of military forces if public opinion is low (Walzer, 2004: 34). Thus, the
calculations of each State regarding the risk to its troops, the support costs and internal
support for participation in the operation, have a major impact on the availability of
forces and coherence of the mission (Durch and England, 2009: 16). This is reflected in
the decisive organisational process and generation of the force, with the resulting
problems for launching 31 and supporting the 32 mission (MCDC, 2014: 85).
Each state has its own interests or safeguards that it wants to protect when it
intervenes in the process of resolving a conflict. This environment makes relatively
fragile peace operations in terms of units of command and above all unity of action
(Durch and England, 2009: 13). This is the second factor of external order that
influences the use of military forces. Despite the desired integrated approach, actors
rarely accept the establishment of command relationships where they can act freely,
opting for a cooperative solution, changing the command relationship for coordinating
different actions. It is a solution that presents difficulties because, as defended by Mood
(2015: 1),
"integrated missions in complex environments require a single
chain of command. A Command Unit (...) is essential for the
implementation of the mandate. One concept, one mandate, one
mission."
In terms of internal factors, current multidimensional operations deployed following an
internal conflict have a wide range of challenges. The ability of local authorities to
provide security for its people and maintain public order is often weak and violence
may still be present in various parts of the territory. The country may be divided along
ethnic, religious and regional lines, and serious human rights violations may have been
30 UN, EU or NATO.
31 In this regard are included: (I) delays in the generation and employment of forces, leading to difficulties
in mission implementation; (ii) poor quality troops, because they are inadequately trained and equipped;
(iii) conflicts between troops and equipment (MCDC, 2014: 85).
32 In the summary are the following problems that occur with the sustention of operations: (i) combat
forces are of insufficient strengthsimply because there are not enough troops for the mission, according
to planning, poor interoperability between different contingents – the troops often come from a number of
different countries, and do not even speak the same language and usually operate within different military
cultures; there can also be tensions between different contingencies; (iii) poor coordination with civilian
actors, for example, non-governmental organisations or government officials; (iv) troops and UN
commanders lack specific training; (v) general difficulty of achieving a united effort, within the mission
and, more broadly, with other actors locally and internationally (MCDC, 2014: 85).
JANUS.NET, e-journal of International Relations
ISSN: 1647-7251
Vol. 7, Nº. 1 (May-October 2016), pp. 33-54
The use of military force in the management and resolution of conflicts
António Oliveira
48
committed during the conflict (Capstone, 2008: 22). The difficulties increase
exponentially when there is little or no peace to keep, in the absence of a viable peace
process or because the peace process has effectively broken (Ramos-Horta, 2015: 29).
All these aspects shape the operating environment, which creates the challenge for the
military to develop the appropriate capabilities to make a credible contribution. To be
effective, the military commanders must be involved in the political process, in order to
translate political objectives into military action, which allows the greater understanding
of the complementary objectives and collective responsibility of the whole operation. It
is understood that in a specific operating environment, the military component should
be structured "to the extent" of the specific operation, according to the conditions set
out in the mandate, the situation and the ground (Mood, 2015: 5). This application of
"extent" itself creates the challenge for the military component, which needs to be
prepared to develop and implement a wide range of tasks that complement or are
complemented by the action of other actors. According to MCDC33 (2014: 116), these
tasks can be conceptually organised into the following four areas: (I) the focal tasks
those that fall in areas where the military component is already engaged in relevant
activities; (ii) the standard tasks those that fall under the military purview, but can
be performed by others if the prevailing circumstances were not considered; (iii) the
improvement tasks tasks in areas where, in this context, it is necessary to develop
capacity to contribute effectively to the collective effort; and (iv) new tasks – those that
arise from military forces framed in this context.
Despite all of these challenges, the most serious are the implicit lack of willingness and
capacity provided to exercise authority for the effective employment of necessary
forces (Mood, 2015: 2). As stated by Smith (2008: 288), "the lack of political will to
use force rather than simply deploy forces" is one of the problems that has
characterised recent interventions, especially in high risk situations. This use seems to
always consider the exemption of risks and operations, appearing to rely mainly on its
deterrent presence and the non-lethal use of weapons (Marten, 2004: 125). One of the
ways that countries materialise this lack of political will is through the introduction of
caveats 34 . These have long been criticised by commanders on the ground for concern
that caveats reduce efficiency and increase risks, being that there should even be zero
tolerance for hidden caveats (Mood, 2015: 4).
3.3. The effective use of force
In the prevention, management and resolution of conflicts, the use of military forces
may be justified: (i) the risk where the security situation presents a challenge to
those who do not have the ability to protect themselves and the use of military might
be necessary to provide protection to persons or property; (ii) promptness when
military means are the only ones able to respond to a need in the required time; (iii)
the range when only the military has the ability to deploy an operation at a distance
to support adequate logistics; (Iv) the availability of forces –in situations where forces
are the only available option to affect an intervention immediately; (V) for "niche"
issues – when they have specialists and capabilities that may be required and that are
33 Multinational Capability Development Campaign.
34 Are explicit restrictions on the operational use of force. The expression is already part of the normal
lexicon of those that deal with these issues.
JANUS.NET, e-journal of International Relations
ISSN: 1647-7251
Vol. 7, Nº. 1 (May-October 2016), pp. 33-54
The use of military force in the management and resolution of conflicts
António Oliveira
49
not available in other organisations (MCDC, 2014: 117). A high range of capabilities
that exceed the traditional combat capabilities are therefore highly relevant. However,
the effective use of force, where combat capabilities are used, requires a more
restrictive framework and the effective use of armed force under international law,
which is pursuant to Chapter VII of the UN Charter one of the rare situations where
this use is considered legitimate (Zartman et al., 2007: 423).
This context has presented some difficulties in the implementation of missions. As
mentioned in Capstone (2008 report: 14), to relate to a peace operation with a specific
chapter of the Charter can be misleading for the purposes of operational planning,
training and the implementation of a mandate, and the UN Security Council, aware of
this, has guaranteed "robust" mandates, authorising peace forces "to use all necessary
means". However, although on the ground they can sometimes seem similar, a robust
peacekeeping operation must not be confused with the imposition of peace, as seen in
the terms of Chapter VII of the Charter. Maintaining robust peace involves the use of
force at a tactical level with the authorisation of the UN Security Council as well as the
consent of the host nation and/or main parties in the conflict. Peace enforcement may
involve the use of military force on an operational level, requiring the consent of the
parties (Capstone, 2008: 34).
In execution, as advocated by David (2001: 305), the obstacles apparently became
more serious and complicated especially the tactical level, where the difficulties of
limiting the effective use of force have increased exponentially (Capstone, 2008: 19).
Thus, according to Ramos-Horta 35 (2015: 9), new operating environments require
much greater clarity on when and how the various contingents may use force, under
what conditions and with what principles. Clarity and specificity are key aspects of a
mandate (Diehl 1994: 72) and the question is thus placed on the need to clarify the
effective use of force, especially in the application of the principle of self-defence and in
defence of the mandate.
In general, the effective use of force is acceptable within the principle of self-defence,
including through preventive and pre-emptive postures, either in self-defence or to
protect civilians (Ramos-Horta, 2015: 31). The question of the mandate of defence is
more complex. In addition to the situations specified therein, Zartman (2007: 423)
argues that the effective use of armed force is recognised and accepted when viewed in
three perspectives: (I) it is the last resort to maintain law and order; (Ii) it is a major
way to establish clear limits for unacceptable behaviour; and (iii) to destroy or
eliminate a pernicious "devil" 36 . The posture and the effective use of military force will
depend on each situation and specific threat, and debate is a fact of whether there is a
direct relationship between the use of more or less force and the corresponding effect
on the objectives of the mission (Mood, 2015: 2). The aim is to create conditions that
contribute to the resolution of the conflict, and the effective use of force must be "the
last and not the first resort to use" (Durch and England, 2009: 14).
According to Ramos-Horta (2015: 33) the different threats should be addressed with
the appropriate use of force, ranging from deterrence to containment, through
intimidation and coercion to direct confrontation. Military force should be used
35 Referring to missions led by the UN.
36 Despite this last perspective, the ultimate goal of the effective use of force will never be the pursuit of
military defeat of an actor, but to influence and deter actors who act against the process and the terms of
the mandate.
JANUS.NET, e-journal of International Relations
ISSN: 1647-7251
Vol. 7, Nº. 1 (May-October 2016), pp. 33-54
The use of military force in the management and resolution of conflicts
António Oliveira
50
accurately, proportionately and appropriately within the principle of minimum force
necessary to achieve the desired effect, while at the same sustaining consent for the
mission and its mandate. However, the effective use of force in a peacekeeping
operation always has political implications and can often lead to unforeseen
circumstances (Capstone, 2008: 35); here, as well, the perception of the local
population is a key element. Defends Mood (2015: 7) that the actions and actual
achievements of the forces should be at the core of creating perceptions among
audiences, where actions speak louder than words. The experiences of the past 15
years have shown that, to be successful, an operation should be perceived as
legitimate and credible, particularly in the eyes of the local population (Capstone, 2008:
36). Soldiers and capable units, perceived in these terms by all local groups, are a
deterrent to violence. However, deterrence must be produced by the action and not
just by simple presence, because, according to Mood (2015: 3), no amount of good
intentions can substitute the fundamental ability to (when necessary) use the military
proactively and thus achieve a credible deterrence and prevention of violence.
When it comes to a very fluid operating environment, the military force needs to move
from a reactive approach to the effective use of force to a proactive one, in order to
reduce the risks of carrying out a mandate and minimise casualties (Mood, 2015: 4).
This implies that the effective response capability to threats must be obtained and
maintained throughout the operation, and that the forces hold the initiative needed to
adapt and react faster than any threats, taking necessary measures to maintain
consistency in performance and ensure greater operational flexibility (Marten, 2004:
152). But to be proactive and stop the initiative, military force must have the necessary
means. Well-equipped and trained troops will be an important element to deter
potential offenders and reduce the level of violence, as weak and passive military
components invite aggression and manipulation, leading to increased risks of
unnecessary losses of life. The capabilities to deploy should therefore reflect the
requirements for the most difficult tasks and consider the duration of the entire
mission, which includes resources to overcome the challenges caused by local actors,
the terrain and the weather (Mood, 2015: 4).
Final considerations
The end of the Cold War brought about a profound change in the approach to conflict
resolution. A set of qualitative, quantitative and normative transformations changed the
paradigm of the role and scope of the application of military instruments. It was an
opportunity to see their use in the context of international relations, and are considered
legitimate, appropriate, and above all, necessary. This use is materialised by the
simultaneous or individualised execution of its five strategic functions that can be
applied in an integrated manner for different levels of intervention. Their field of action
has widened and their doctrinal basis established, allowing an operationalisation of
concepts and a more efficient and flexible approach to implementation.
The increasing complexity of today's conflicts has ceased to allow a linear approach to
management and resolution, demanding a more differentiated and specific approach.
This new generation of peacekeeping operations has adopted a multidimensional
approach, going beyond the traditional intervention to ensure military security. Without
security the essential tasks of political, social and economic plans cannot be realised.
JANUS.NET, e-journal of International Relations
ISSN: 1647-7251
Vol. 7, Nº. 1 (May-October 2016), pp. 33-54
The use of military force in the management and resolution of conflicts
António Oliveira
51
Military force must therefore be used in coordination with other instruments of power,
ensuring a proper strategic framework that properly defines its role, given the desired
end state.
Despite alternations and challenges created by the current strategic and operational
contexts, the guiding basis for peace operations should remain anchored in the
application of a set of principles, with particular emphasis on the principles of consent,
impartiality and non-use of force. However, the growing complexity of the context has
meant that traditional understandings of these principles have been addressed. Faced
with the threat to civilians, for the terms of the mandate and normal conduct of the
mission, consent should not be required and impartiality should not be an end in itself.
The use of force in self-defence does not raise controversy. However, its use for the
implementation of the mandate and the protection of civilians is much more
controversial; even this use of force in intrastate conflicts can create incompatibilities
with impartiality and consent.
The recent operational experience and practical framework of operations have caused a
toughening in their approach and execution, and it is assumed that they can be
planned and implemented based on principles previously reserved to the conduct of
traditional combat operations. Thus, the force should be organised "to the extent" of
the specific operation, according to the conditions set out in the mandate, the situation,
terrain and the application and intensity of the various principles.
This new approach to situations where military forces are employed in conflict
resolution continues to face several challenges. The most complex is related to the
effective use of force with respect to their combat capabilities; especially in high risk
situations, it seems to lack the political will to after making the deployment ensure
their effective use when needed. The introduction of caveats is one way that States
materialise this lack of political will and has created several constraints to the normal
development of operations.
When the operation is characterised by a very fluid operational environment, to
minimise casualties and reduce the risks related to the implementation of the mandate,
it is essential that the military component of the operation can adopt a proactive
approach to the effective use of force. This component must therefore guarantee
external and internal conditions, enabling the effective employment of combat
capabilities in order to be qualified as a genuinely useful instrument in this context.
Externally, these conditions have been based on Chapter VII of the UN Charter,
guaranteeing the formal legitimacy and the will of the State contributors of military
forces in deploying the appropriate means, framework and command arrangements
that permit its effective operational use. But for the military component to be proactive
and stop the initiative, it must also ensure a set of internal conditions, such internal
organisational coherence, availability and interoperability of the necessary means and
equipment, as well as having appropriate training. These conditions allow throughout
the operation the ability to adapt and react faster, enabling the force to respond
effectively to threats and keep the initiative necessary for consistency in performance
as well as to ensure operational flexibility.
The decision for the effective use of military force depends essentially on the
framework of the specific operation; however, when power is used effectively, it should
be only in the necessary duration and intensity, employing levels of violence that are as
JANUS.NET, e-journal of International Relations
ISSN: 1647-7251
Vol. 7, Nº. 1 (May-October 2016), pp. 33-54
The use of military force in the management and resolution of conflicts
António Oliveira
52
low and as brief as possible, as well as favour the use of non-violent means of
persuasion. Thus, the military instrument is important to reduce the level of violence
and deter or control potential aggressors.
The effective use of force being the most critical element, but simultaneously more
differentiating and characterising of the use of the military instrument, experience
shows that military force has surpassed its traditional role of controlling levels of
violence. A wide range of capabilities that goes beyond traditional combat capabilities
are shown to be of great benefit to the entire spectrum of conflict resolution,
particularly in the support, the complement or replacement of non-military capabilities.
Thus, in the context of conflict resolution, the use of military forces is useful and
justified in situations directly related to the creation and maintenance of a secure
environment, performing tasks in this area and allowing an integrated approach to
prevention, management and effective resolution. But, increasingly, executing other
tasks in situations where readiness, scope, availability of forces, experts or capabilities
are not available, other organisations are required and show themselves to be more
appropriate and effective.
References
Monographs
ALBERTS, David S. (2002). Informational Age Transformation, getting to a 21st Century
Military. DoD Command and Control Research Program, Washington – USA.
ALBERTS, David S., HAYES, Richard E. (2003). Power to the Edge: Command and
Control in the Informational Age. Washington: DoD Command and Control Research
Program.
BAPTISTA, Eduardo Correia (2003). O Poder Público Bélico em Direito Internacional: O
uso da força pelas Nações Unidas. Lisboa: Almedina.
BARRENTO, António (2010). Da Estratégia. Lisboa: Tribuna da História.
BELLAMY, Alex, WILLIAMS, Paul, GRIFFIN, Stuart (2004). Understanding Peacekeeping.
Cambridge, Polity Press.
BINNENDIJK, Hans, JOHNSON Stuart. (2004). Transforming for Stabilization and
Reconstruction Operations. Washington: Centre for Technology and National Security
Policy. National Defence University Press.
BRANCO, Carlos, GARCIA, Proença, PEREIRA, Santos (Org) (2010). Portugal e as
Operações de Paz: Uma Visão Multidimensional. Lisboa: Prefácio e Fundação Mário
Soares.
DAVID, Charles Philippe (2001). A Guerra e a Paz: Abordagens Contemporâneas da
Segurança e da Estratégia. Lisboa: Instituto Piaget.
DIEHL, Paul (1993). International Peacekeeping. Baltimore and London: The Johns
Hopkins University Press.
GARCIA, Francisco (2011). Da Guerra e da Estratégia. A nova Polemologia. Lisboa:
Prefácio.
JANUS.NET, e-journal of International Relations
ISSN: 1647-7251
Vol. 7, Nº. 1 (May-October 2016), pp. 33-54
The use of military force in the management and resolution of conflicts
António Oliveira
53
HOWARD, Lise M. (2008). UN Peacekeeping in Civil Wars. Cambridge: Cambridge
University Press.
MARTEN, Kimberly Z. (2004). Enforcing the Peace: Learning from the Imperial Past.
New York: Columbia University Press.
NEWMAN, Edward, PARIS, Roland, RICHMOND, Oliver (2009). New perspectives on
Liberal Peacebuilding. New York: United Nations University.
OLIVEIRA, António J. (2011). Resolução de Conflitos. O papel do Instrumento Militar no
actual contexto estratégico: o exemplo do Kosovo. Esfera do Caos: Lisboa.
PARIS, Roland, SISK, Timothy (2009). The Dilemmas of Statebuilding: Confronting the
contradictions of postwar peace operations. Security and Governance Series- 2009.
New York: Routledge.
PUGH, Michael, at al, (1997). The UN, Peace and Force. London and Portland: Frank
Cass.
SMITH, Rupert (2008). A Utilidade da Força, A Arte da Guerra no Mundo Moderno.
Lisboa: Edições 70.
ZARTMAN, William, at al, (2007). Peacemaking in International Conflicts: Methods &
Techniques. 2nd Edition. Washington: United States Institute of Peace Press.
WALLENSTEEN, Peter (2004) Understanding Conflict Resolution, War, Peace and the
Global System. New Delhi: SAGE Publication Ltd.
WALZER, Michael (2004). A Guerra em Debate. Lisboa: Edições Cotovia.
Monographs and articles of publications in series:
CASTELLS, Manuel (2003). El mundo después del 11 de Septiembre. In Guerra y Paz
en el siglo XXI: Una perspectiva europea. 1ª ed. Barcelona: Kriterios Tusquets Editores.
p. 13-20.
DOBBIE, Charles (1994). Concept for Post-Cold War Peacekeeping. In Survival, vol 36.
Nº3, Autumn 1994, p. 121-148.
DURCH, William J. (2006). Are we Learning Yet? In Twenty-First-Century Peace
Operations. Washington: United States Institute of Peace and The Henry l. Stimson
Center. p. 573-608.
DURCH, William J., ENGLAND Madeline, (2009). The Purposes of Peace Operations. In
Annual Review of Global Peace Operations - 2009. London: Lynne Rienner Publishers,
p. 9-20.
GRAY, Colin S. (2006). Recognizing and Understanding Revolutionary change in
Warfare: the sovereignty of context. Strategic Studies Institute, US Army College.
Fevereiro 2006.
JONES, Bruce (2009). Strategic Summary. In Annual Review of Global Peace
Operations - 2009. London: Lynne Rienner Publishers, p. 1-8.
SEGAL, David, WALDMAN, Robert (1998). Multinational Peacekeeping Operations:
Background and Effectiveness. In The Adaptive Military: Armed Forces in a Turbulent
World. New Brunswick and London: Transaction Publishers p. 183-200.
JANUS.NET, e-journal of International Relations
ISSN: 1647-7251
Vol. 7, Nº. 1 (May-October 2016), pp. 33-54
The use of military force in the management and resolution of conflicts
António Oliveira
54
Reports and official documents:
AJP-01(C) (2007). Allied Joint Doctrine. OTAN –Bruxelas. Março de 2007.
AJP-01(D) (2010). Allied Joint Doctrine. OTAN –Bruxelas. Dezembro de 2010.
AJP-3.4.1 (A) (2007). Allied Joint Doctrine for Peace Support Operations.1 Study Draft
OTAN –Bruxelas. Março de 2007.
BRAHIMI (2000). Report of the Panel on United Nations Peace Operations, UN Doc.
A/55/305-s/2000/809, de 21 de Agosto de 2000.
CAPSTONE (2008). United Nations Peacekeeping Operations: Principles and Guidelines
Capstone Doctrine. New York: UN Department of Peacekeeping Operations. Doc. de
18 de janeiro de 2008.
MCDC (2014). Understand to Prevent: The military contribution to the prevention of
violent conflict. A Multinational Capability Development Campaign project. Project
Team: GBR, AUT, CAN, FIN, NLD, NOR, USA. November 2014.
MOOD, Robert (2015). Force Commanders’ Advice to the High-Level Independent Panel
on UN Peace Operations. Washington: ONU.
ONU (1992). An Agenda for Peace Preventive diplomacy, peacemaking and Peace-
keeping. A/47/277 - S/24111. Report of the Secretary-General pursuant to the
statement adopted by the Summit Meeting of the Security Council on 31 January 1992.
Nova Iorque. 17 Junho 1992. Dispovel em:
http://www.un.org/Docs/SG/agsupp.html.
ONU (1995). Supplement To An Agenda For Peace: Position Paper Of The Secretary-
General On The Occasion Of The Fiftieth Anniversary Of The United Nations. A/50/60 -
S/1995/1. 3 Janeiro 1995. Disponível em:
http://www.un.org/Docs/SG/agsupp.html
RAMOS-HORTA (2015). Uniting our strengths for peace Politics, Partnership and
People. Report of the High-Level Independent panel on United Nations Peace
Operations. 15 de junho de 2015.
Internet sites:
NYE, Joseph S. Jr. (2007b). Smart Power. [Em linha] [Consultado em 15 de Março
2009]. Disponível em: http://www.huffingtonpost.com/joseph-nye/smart-
power_b_74725.html