OBSERVARE
Universidade Autónoma de Lisboa
e-ISSN: 1647-7251
Vol. 12, Nº. 2 (November 2021-April 2022)
1
A NEW AND ALTERNATIVE LEADERSHIP MODEL TO ANALYZE THE ROLE OF
LEADERS IN FOREIGN POLICY
ŞUAY NILHAN AÇIKALIN
suaynilhan@gmail.com
Assistant Professor, Department of International Relations, Ankara Haci Bayram Veli University
(Turkey). Her current research centers leadership of Angela Merkel and Recep Tayyip Erdoğan vis
a vis Turkish-German relations and her research interests are Turkey- EU relations, integration of
Syrian refugees in Turkey, youth work. Also, she has been working on application of chaos and
complexity theory in international relations, and gastrodiplomacy and fashion diplomacy
Abstract
The role of leaders in foreign policy analysis has an extensive literature and comprises
subfields. Operational code and leadership trait analysis are prominent qualitative methods
used in the field. However, the changing nature of international relations encouraged a rethink
of the role of leadership in foreign policy and the analysis approach. In this respect, this article
aims to introduce a new alternative leadership model, which is called the SNA Leadership
Model, developed with four dimensions of; i) contextual background of the country, ii)
personal background of the leader, iii) approaches and behaviors, and iv) reflections of
background in making foreign policy. The model is developed as a new perspective about the
role of leaders in foreign policy through an eclectic and holistic approach.
Keywords
Political leadership, model, foreign policy, approaches, behavior
How to cite this article
Açikalin, Şuay Nilhan (2021). A New and Alternative Leadership Model to Analyze the Role of
Leaders in Foreign Policy. In Janus.net, e-journal of international relations. Vol12, Nº. 2,
November 2021-April 2022. Consulted [online] on the date of the last visit,
https://doi.org/10.26619/1647-7251.12.2.1
Article received on March 17, 2021 and accepted for publication on September 7, 2021
JANUS.NET, e-journal of International Relations
e-ISSN: 1647-7251
Vol. 12, Nº. 2 (November 2021-April 2022), pp. 1-17
A new and alternative leadership model to analyze the role of leaders in foreign policy.
Şuay Nilhan Açikalin
2
A NEW AND ALTERNATIVE LEADERSHIP MODEL TO ANALYZE THE
ROLE OF LEADERS IN FOREIGN POLICY
ŞUAY NILHAN AÇIKALIN
Introduction
1
Making foreign policy is a dynamic and complex process, which comprises various actors
which make the process difficult to analyze. Among these various actors, political leaders
have undeniable effects in making foreign policy; however, scholars were late in focusing
on understanding the role of leaders rather than structural factors (Horowitz and
Fuhrmann, 2018).
From the historical perspective, the Cold War was a fruitful time for studying leaders with
psychology and organization perspectives in order to analyze making foreign policy
(Byman and Pollack, 2001). The origins of studies about the role of leaders in foreign
policy analysis are two works; ‘Decision-Making as an Approach to the Study of
International Politics’ by Richard C. Snyder, H. W. Bruck, and Burton Sapin (1954) and
‘Man–Milieu Relationship Hypotheses in the Context of International Politics’ by Harold
and Margaret Sprout (1965). The work by Richard Snyder, H.W. Bruck and Burton Sapin
called Decision Making claimed that leaders who act on behalf of the state take action
and used this as an approach to study international relations (1962). One of the main
assumptions of the article focused on leaders as a decision unit who pursued a specific
objective (1954; 2002). As inevitably reflected in the literature, through the Cold War
American policymakers and scholars gained interest in the psychological traits of foreign
leaders to predict future motives of these leaders (Renshon and Renshon, 2008). Since
then, the literature analyzing the role of leaders in making foreign policy has been
growing. Two distinctive approaches have been used widely as qualitative methods,
operational code and leadership trait qualitative methods, and each involve their own
limitations. The personal background and characteristics of the country, especially, were
ignored in these approaches.
Modeling is a unique form for developing and constructing of new ideas. Constructing a
model in social science is a popular tool to both visualize and analyze phenomena, which
also allows flexibility for scholars.
In light of this, the article aims to introduce a new approach to analyzing the role of
leadership in making foreign policy called the SNA Leadership Model, named based on
the initial letters of the author’s name.
1
This article was prepared from the author’s PhD thesis entitled “Leadership and Foreign Policy: Recep Tayyip
Erdoğan and Angela Merkel”
JANUS.NET, e-journal of International Relations
e-ISSN: 1647-7251
Vol. 12, Nº. 2 (November 2021-April 2022), pp. 1-17
A new and alternative leadership model to analyze the role of leaders in foreign policy.
Şuay Nilhan Açikalin
3
Overview of Existing Approaches to Analyzing Leaders in Foreign Policy
Analysis
As mentioned in the introduction, the literature about analyzing leaders’ roles in making
foreign policy is dominated by two approaches of operational code and leadership trait
analysis (Erhan and Akdemir, 2018). Firstly, operational code analysis was originally
developed by Nathan Leites to analyze the strategies of Soviet Politburo members in
1950. Alexander George developed the method of ‘operational code of analysis’ in his
work called The Operational Code: A Neglected Approach to the Study of Political Leaders
and Decision-Making’ (1969). The method he developed involves classifying and
comparing individual leaders depending on certain political beliefs which are assumed to
influence the leader’s perception of the world and how they make decisions in foreign
policy in two dimensions of philosophical and instrumental (George, 1969). In order to
identify this process, Alexander developed sets of questions for both dimensions. In
recent years, this method was developed as a computer-coding system by different
scholars. Examples include Marfleet and Miller’s “Failure after 1441: Bush and Chirac in
the UN Security Council” (2005), Malici and Malici wrote “The Operational Codes of Fidel
Castro and Kim Il Sung: The Last Cold Warriors” (2005) and Renshon’s article called
“Stability and change in belief systems: The operational code of George Bush” (2008).
The second prominent method used for analyzing the role of political leadership in foreign
policy is leadership trait analysis (LTA). This framework was developed by Margaret
Hermann and contributed the personal characteristics of leaders making foreign policy to
the literature (Hermann, 1980, 1983, 1984, 1987, 2003). In this approach, personality
is defined as a combination of seven traits: belief in their ability to control events,
conceptual complexity, need for power, distrust of others, in-group bias, self-confidence,
and task orientation (2003). According to Hermann (2003), the selected seven traits
trigger the emergence of specific behaviors in leaders. In other words, leaders who have
high belief in their ability to control events and need for power, for example, are expected
to challenge constraints; however, leaders with low belief in the need for power and/or
who do not believe they can control events are expected to respect constraints. In
addition to this, conceptual complexity and self-confidence are linked to characteristic of
openness to information. Thus, Hermann suggested that leaders with high scores for
traits and leaders who have high complexity and low self-confidence are expected to be
open to information; however, leaders with low scores for both traits and leaders with
high self-confidence and low complexity are expected to be closed to information.
Through the years, LTA became one of the preferred tools to analyze the role of leaders
in making foreign policy.
The two dominate approaches given in detail focus on psychological assessment of
leaders and how it affects foreign policy mostly from a qualitative method perspective.
On the other hand, Post contributed a quantitative method for analysis of psychological
assessment for political leaders in foreign policy with the psychobiography approach
(1979). Within the next decades, Post created a research team composed of
psychiatrists, internists, psychologists, anthropologists, historians, and intelligence
analysts to develop classified leadership profiles of various world leaders for the
intelligence community and senior U.S. policy makers (Dekleva, 2018).
JANUS.NET, e-journal of International Relations
e-ISSN: 1647-7251
Vol. 12, Nº. 2 (November 2021-April 2022), pp. 1-17
A new and alternative leadership model to analyze the role of leaders in foreign policy.
Şuay Nilhan Açikalin
4
However, these approaches involved their own limitations. Levy underlined the two main
problems of generalizing the high stakes and high stress world of elite in the decision-
making process (2013). Furthermore, psychological assessment models do not provide
holistic explanations for making foreign policy and lack explanations about the role of
domestic and international conditions, as well leaders’ personal background. In other
words, each leader and their making of foreign policy can be deemed sui generis due to
domestic constraints and interpretation of their background.
Building a Model in Social Sciences
The literature and main approaches about political leaders and foreign policy are given
in the previous sections. In this respect, a new approach is introduced with a model which
can be used by researchers who do not just aim to compare and contrast leaders’ beliefs
and motivations, as well as their psychological traits and their emotions only. Also,
notions and terms from various disciplines are consciously used in order to shed light on
the interdisciplinary nature of leadership. Because of this, the idea of developing a new
leadership model comprising these notions can be considered interdisciplinary.
Although constructing models is rare in the social sciences, the aim of modelling is to
produce more customized, sophisticated, and artistic models (Little, 1993). Modeling
plays a vital role in scientists’ motivation to understand the world and phenomena (Toon,
2016). Hutten (1954) and Braithwaite (1953) stressed the importance of models in
science within different aspects as follows:
- Tools for thinking and theory development
- To provide descriptive vocabulary
- Models are naturally incomplete and “not literal”—that is, they leave out things and
are potentially misleading.
In addition to this, models useful in different fields of science mostly focus on the general
agreement among philosophers of science because models provide knowledge that
represents some real-world ‘target systems’ (Frigg, 2002; Giere, 2004; Mäki, 2009;
Ramadas, 2009; Coll & Lajium, 2011). While a theory attempts to explain a phenomenon,
a model tries to represent the phenomenon (Bhattacherjee,2012). Various
understandings and explanations of modeling should be emphasized here. There are
different meanings involved in the notion of modeling including statistical models,
decision analysis, procedures and algorithms and social science theories (Checkland,
1981; Little, 1993).
In order to clarify this misunderstanding, here I employ modeling as a representation of
a way of thinking; models are always interpretive and not simply driven by the
phenomena (Bailer-Jones 2009). Models are products of, and tools for, particular kinds
of thinking (Morrison & Morgan, 2000; Winsberg, 2001). Through modeling, complex
phenomenon are simplified (Heyck, 2015). This simplifying can be done in different ways
such as scaling down or up, reducing the number of variables or components, idealizing
or abstracting from concrete situations, making something new and strange more familiar
through analogy or representation in an easy form, visualization and more (Coll & Lajium,
JANUS.NET, e-journal of International Relations
e-ISSN: 1647-7251
Vol. 12, Nº. 2 (November 2021-April 2022), pp. 1-17
A new and alternative leadership model to analyze the role of leaders in foreign policy.
Şuay Nilhan Açikalin
5
2011; Heyck, 2015). In light of this, model building can be considered both an art and
also a craft comprising a mixture of elements from inside and outside the original field of
investigation (Moris & Morgan, 2000).
There are different analytical tools and models that can be used for foreign policy
analysis, especially with the intensive use of information technologies, which have three
main common elements with different degrees of depth of analysis. These elements are:
(1) individual actors, who do what they like through collation and influence; (2) the
cognitive process, either related to agenda setting or one of the stages of the policy
process; and (3) political environment and the conditions surrounding the policy maker
including political, social or economic factors (Hamza & Mellouli, 2018).
New Alternative Leadership Analysis Model
The new alternative leadership model was developed as a tool to understand behavior
patterns of leaders in making foreign policy in a limited manner. This model was named
SNA, based on the initials of the authors’ names. There are different elements which
determine the making of foreign policy at leadership level such as institutional structure
of the state, history, personality and psychological elements of the leader, etc. This model
only considers the background of the country and personal background of the leader and
selected approaches and behaviors, which are limitations of this model. In other words,
this model only focuses on approaches and behavior of leaders that produce specific
foreign policy patterns. It should be noted that ideas within these four dimensions are
not only limited to the field of international relations, but also come from various
disciplines.
In the SNA Leadership model, the first dimension is the contextual background of the
country, which includes mode of governance, political system and political characteristics
of the country. In addition to this, the model features the historical perspective of the
country to draw a picture of conditions when the selected leader first came to power. The
second dimension is the biography of the leader, which provides insights from their
childhood, youth and early political life. This dimension is inspired from the integrated
political personality profile of Jerold Post as follows; 1) psychobiographic discussion, 2)
personality, 3) worldview, 4) leadership style, and 5) outlook (2014: 329). The third
dimension is approaches and behavior of the leader that combines ideas with a
multidisciplinary perspective. The fourth and last dimension includes six patterns for
foreign policy of leaders developed based on the third dimension of the SNA Leadership
Model.
The visualization of the SNA Leadership Model is shown in Figure 2. In Figure 2; each
circle represents each dimension of the SNA Leadership Model, which are named D1, D2,
D3 and D4. Also, light points on each circle indicate subtitles in the dimensions. Eight
light points represent a total of four approaches and four behaviors in the third
dimension. Lastly, six light points symbolize six patterns in the fourth dimension of the
SNA Leadership Model.
JANUS.NET, e-journal of International Relations
e-ISSN: 1647-7251
Vol. 12, Nº. 2 (November 2021-April 2022), pp. 1-17
A new and alternative leadership model to analyze the role of leaders in foreign policy.
Şuay Nilhan Açikalin
6
Figure 1: Visualization of the SNA Leadership Model developed by the author
D1: Contextual Background of the Country in Which the Leader was Born and
Raised
The socio-political and cultural context of the country are undeniable factors and
leadership is given meaning by the contextual background of the country, while leaders
also add new meaning to the contextual background of their country. The socio-political
and cultural context creates sociological, political and psychological conditions for
formation of leadership. These elements are fundamental determinants of the
perceptions and judgments that cause a person to be adopted and accepted as a leader
in a society. The socio-political and cultural context of the country gives meaning to
leadership and also determines the type of leadership. This is an undeniable reality for
influencing and unifying people to gain power and action while pursuing clear goals and
creating a common future, as well as changing the socio-political and cultural context of
the country. Thus, the leader is someone who can play the role of both evaluating and
knowing the socio-political and cultural context and its resulting elements, and is also
able to reshape and recreate socio-political and cultural visions for the future. Thus, the
leader is an element of the socio-political and cultural context that adds new meanings
to the socio-political and cultural context of their country.
D 2. Background of the Leader
The early years and experiences of leaders can be used as a guide to understand their
motivations and policy-making process (Breuning, 2007). In this respect, the SNA
Leadership Model analyzes the background of the leader based on two sub-categories of
personal background and political life from past to present. In the first sub-category, the
leader's family, socialization processes, student years, success and failures and critical
events in life are given. In addition to this, their physical appearance, life and working
style are included to evaluate esthetic sensitivity as well. The second sub-category
JANUS.NET, e-journal of International Relations
e-ISSN: 1647-7251
Vol. 12, Nº. 2 (November 2021-April 2022), pp. 1-17
A new and alternative leadership model to analyze the role of leaders in foreign policy.
Şuay Nilhan Açikalin
7
includes development of leader’s political career and their politics in different political
positions.
D 3. Approaches and Behaviors in Political Leadership
The third dimension can be deemed one of the most original sections of the SNA
Leadership Model comprising the approaches and the behaviors of political leaders.
“Approach may be defined as the basic philosophy or belief concerning the subject matter
being considered” (Höfler, 2005). Approach is the set of assumptions or perspectives
held by individuals related to their field. In this respect, the SNA Leadership Model is a
holistic multidimensional model providing new perspectives for how people understand,
perceive and analyze the notion of leadership. Chowdury defines the notion of holistic as
follows; “Being holistic means developing systems ‘state of mind’ which enables the
practitioner to chart interrelationships, recognize emergence and work with and challenge
different mental models reflecting alternative boundary judgments” (2019). Constructs
are described as multidimensional when their indicators are themselves latent constructs
(Edwards, 2001:145). So, a multidimensional construct represents a theoretically
meaningful, overall abstraction that relates these various latent constructs to each other
(Law et al., 1998). Political leaders who adopt this approach are naturally expected to
deal with facts in a holistic multidimensional way. In this sense, leaders will try to both
perceive the big picture and not ignore the details at the same time, which leads to the
multidimensional and dynamic nature of the holistic approach that leaders adopt in their
behavior. In this respect, the multidimensional and holistic perspective plays a key role
in determining the four approaches and behaviors selected in the model.
Approaches
- Awareness of the chaotic nature of the system: Social systems are naturally
complex systems that include various actors with endless interactions in an
international system (Geyer and Rihani, 2010). In these systems, leaders will be
aware that they have to make decisions within a complex system where their actions
can have unanticipated effects, to approach their goals indirectly through multiple
paths in order to reduce the risk of failure, and to adopt careful and cautious policies
while expecting dangerous nonlinear consequences (Jervis, 1997). The expected
approach from a leader includes awareness of the structure of the system,
exploration of the basic elements that affect the system and the relationship of these
factors affecting the system periodically and taking into account the power of
network in decision-making. These realities emphasize the importance of having a
multidimensional leadership profile beyond the usual leadership traits (Erçetin et al.,
2013; Erçetin et al., 2014).
- Thinking in kaleidoscopic and catalytic ways is important for leaders. Catalytic
and kaleidoscopic thinking means a high level of awareness and sensitivity regarding
the fluidity and intensity of continuous change within the international system. This
thought system makes leaders sensitive to events where the phenomenon can
always have different perspectives which enable the leader to obtain higher levels of
commitment and performance from people. Furthermore, Petrini considered a
JANUS.NET, e-journal of International Relations
e-ISSN: 1647-7251
Vol. 12, Nº. 2 (November 2021-April 2022), pp. 1-17
A new and alternative leadership model to analyze the role of leaders in foreign policy.
Şuay Nilhan Açikalin
8
metaphor for kaleidoscope creativity; "reorganizing different parts that create a new
reality” (1991:27). Similarly, Harris (2009: 78) emphasized that catalytic and
kaleidoscopic thinking is an emergent event that can trigger entirely new possibilities
due to the change in perspective. Indeed, Harris defined catalytic and kaleidoscopic
thinking as planning for the future which is not there yet’. In today's complex and
uncertain world, leadership and characteristics of leadership change rapidly and
intensely according to time and situation (Bennet, 2016).
- Being Glocal: The word glocal comes from the Japanese word ‘dochakaku’ (Tulloch,
1992). In recent years, Roland Robertson defined the notion of glocal and
glocalization as the dual character of the globalization process; being ‘globalization’
and ‘localization’ simultaneously (1992). In the global context, leaders demonstrate
high level of awareness and sensitivity about what is happening. Specifically,
developing policies vis-a-vis developments in their own countries. At the same time,
the power and sphere of leaders has been increased by the globalization of local
social, cultural, economic and political values. As Erçetin and the others suggest,
glocal leadership requires a glocal strategy where all stakeholders should think
globally and act locally (2017: 76). Likewise, leaders require unique glocal strategy
to promote their own local values on a global scale.
- Having unique values for humanity: Allport and Vernon defined values as basic
convictions or philosophy of an individual about what is and is not important in life
(1931). Their definition of value also represents desirable goals in people’s life. In
other words, values are a vital element that is determinant of personal attitudes and
behavior (Rokeach, 1973). This led to the question; are the values that they adopt
what makes leaders unique compared to others? Leaders with values define a set of
criteria. These criteria are generally shared in society within different aspects, such
as events, facts, objects and people. The values presented by the leader are products
of the historical and cultural background of the country, and also the current context
and the future. The leader’s values also reflect goals to be achieved in society through
vision. Leaders who perceive their country as a global power or who aim to be a
world leader themselves, try to create unique values for humanity that can be
universally accepted. Stckelberger suggested that time and space contexts are
influential in formation of values, including geographical conditions, ethnic identities,
religious convictions, gender diversity, generational transformations, technological
innovations and forms of organization in communities which can be collectively called
contextual values (2016). These contextual differences may inevitably conflict with
each other. Therefore, it is tough to set unique values for humanity and convert them
into values which will be adopted by large masses of people both in their own country
and externally where human beings are naturally part of an interconnected world
(Raines, 2013). Lastly, it should be noted that when value acceptance is high around
the world, the power and influence of the leader also increases within the
international context.
Behaviors
Behavior is defined as a set of actions within a web of relationships where dynamic
interaction plays key role (1991). Also, behavior is observable activity of humans that is
JANUS.NET, e-journal of International Relations
e-ISSN: 1647-7251
Vol. 12, Nº. 2 (November 2021-April 2022), pp. 1-17
A new and alternative leadership model to analyze the role of leaders in foreign policy.
Şuay Nilhan Açikalin
9
sourced from the accumulation of responses to internal and external stimuli (Flexner et
al., 1987). Thus, ‘the contextual background of the leader's country’ and ‘the background
of the leader’ play influential roles in this new model.
- Production of entangled solutions is defined as an important feature of the
universe as revealed by Alain Aspect and his group in 1982. Aspect proved
experimentally that the universe has invisible bonds and that objects are connected
to each other. If micro particles are able to make immediate contact with each other,
the reason for this is not that they send signals to each other, but rather they act as
a single unit which means separation is an illusion. Entanglement, in other words,
signifies a relationship so intensely and densely connected that it shows the unrealistic
existence of separate phenomena. These phenomena should be considered to instead
form a wider unified system, or even a kind of nondualistic whole (Elbe and Buckland-
Merret, 2019). Thus, it reveals chronic problems in producing concurrent solutions for
both prospective problems and solutions that will affect the whole international system
and its actors. It is very important for a political leader to produce policies with this
awareness. The policies that the leader produces with human, moral and legal values
will ensure that, even if not immediately, they will be successful because of the deeper
level of reality.
- Determinants of uncertainties: Determinants of uncertainties means to be
flexible and ready to make a timely transformation based on these uncertainties.
It is one of the most important behaviors that political leaders must have in order
to capture temporality and to react to situations in a timely manner (Eetin, 2016).
This is particularly important during times of crisis when unpredictability is at its
height and survival within national and international platforms is the top priority
and critical for leaders. As Petzinger mentioned, the emergence of ‘dynamic
tension during the crisis period involves multidimensional potential and
advantages for all actors (1999). That's why, being timely and flexible are
important characteristics to be determinant of uncertainties. Kesselring claims that
modern living involves constant change, motion and transit (2008). In these social
systems, flexibility is a liquidity where changing and transformation is normal
(Bauman & Haugaard, 2008). From this perspective, leaders are expected to be
flexible in order to make well-timed decisions. Otherwise, their decisions will create
irreversible consequences for their countries and the international system. In this
sense, it can be said that leaders gain influence and power in the international
system by shaping the trends and interactions that occur, rather than controlling
the behavior of the international system. Therefore, leaders should be determinant
of uncertainties as normal through various scenarios and designs, along with the
priority and interests of their country. Leaders should set new policies and agendas
based on new circumstances with regard to uncertainties.
- Simplexity: The notion was borrowed from Kluger’s (2008) book called Simplexity:
Why Simple Things Become Complex (and How Complex Things Can Be Made Simple).
Kluger defined simplexity as “a groundbreaking new concept that reveals the hidden
ways the world really works. From the micro to the macro, simplexity is a startling
reassessment of the building blocks of life and how they affect us all.” Gribbin defined
simplexity as an idea located between complexity and simplicity. Furthermore, Berthoz
JANUS.NET, e-journal of International Relations
e-ISSN: 1647-7251
Vol. 12, Nº. 2 (November 2021-April 2022), pp. 1-17
A new and alternative leadership model to analyze the role of leaders in foreign policy.
Şuay Nilhan Açikalin
10
(2012) explained simplexity as more than mixing of complexity and simplicity as
follows:
Given the complexity of natural processes, the developing and growing brain
must find solutions based on simplifying principles. These solutions make it
possible to process complex situations very rapidly, elegantly, and efficiently,
taking past experience into account and anticipating the future.
When it comes to simplexity in the leadership context, it can be defined as a set of
behaviors that ensure analysis by synchronizing events on national, regional and global
scales, while including holistic and multidimensional solutions. Just as Berthoz defined
simplexity, political leaders are expected to be dynamic, creative and unexpected in
expressing their unique leadership styles, vision and intelligence as opposed to the
conventional approaches of leaders. Political leaders should be able to think complexly,
but also have the ability to turn complexity into an asset. It needs to be simple, clear
and goal-oriented to encompass complexity. In addition to this, simplexity can be found
in their rhetoric as well. Lassiter claims that usage of language is a complex process,
which would be matured by the simplexity process but should be simple yet rich in terms
of meanings and content in order to energize the masses (2019). In other words, leaders
should use simple language to explain complex phenomena to people.
- Create the attraction field is knowing that the influence and power of leadership
depends on interacting with others and the nature of these interactions.
Multidimensional interactions always bring serious risks for political leaders due to the
unpredictability of interactions that may develop and the kind of effects that will occur.
Political leaders are aware of this reality and do not fear intense interactions. Even the
political leaders who are luck makers that create an attraction field that expands with
each interaction. In other words, they increase their social networks through
interactions, making people feel their presence and duty at any time throughout
instant interactions. They wisely evaluate their interactions in order to increase the
power of their political capital which consists of people, experiences, and phenomena.
They can use the latest technology effectively for this purpose.
D 4: Reflections of Backgrounds on Foreign Policy Making
The third dimension of the SNA Leadership Model comprises approaches and behaviors
that are shaped by the contextual background of leader’s country and personal
background. The fourth dimension of the SNA Leadership Model is reflections of the
previous three dimensions on making foreign policy. Six foreign policy reflections were
chosen as dynamic ideas which are products of the multidisciplinary leadership and
international relations literature.
Negotiation: Negotiation is one of the basic functions of diplomacy. Definitions of
negotiation have varied through the years, but it commonly refers to a formalized
process relying on verbal communication including a sub-class of bargaining aiming to
reach an agreement between actors (Jönsson, 2002). Karns and others underlined the
relationship between diplomacy and negotiations as follows; “diplomacy is a tool in
international governance, while negotiation is an instrument of diplomacy” (2010: 3-
JANUS.NET, e-journal of International Relations
e-ISSN: 1647-7251
Vol. 12, Nº. 2 (November 2021-April 2022), pp. 1-17
A new and alternative leadership model to analyze the role of leaders in foreign policy.
Şuay Nilhan Açikalin
11
4). As expected, leaders are expected to be an influential actor in negotiations, while
negotiation as a vital component of leadership (Rubin, 2002; Zohar, 2015). Different
behaviors make leaders great negotiators. Changing international environments have
created more complex environments, which also reshaped the negotiation ability of
leaders as well how leaders should determine new sets of strategies. Firstly, flexibility,
leaders should adopt to different scenarios and possibilities to reach an agreement.
Secondly, creativity which is also related to the strategy of flexibility that focuses on
producing different scenarios. Thirdly, leaders should strengthen their personal
relationships with other leaders to learn the social cues of the other negotiator. Fourth,
leaders should be patient and not to give up negotiations and leaders should be
tenacious in negotiation which is a process where persistence is important (Rubin,
2002; Mastenbroek, 2002).
Connectivity: As the international system is highly chaotic, interdependency is the
new normal which multiplied with the increasing numbers of actors. In other words,
the boundaries between global and local become invisible (To& Açıkalın, 2018).
The nested and more connected structure of the international system nudges leaders
to reconsider how they perceive the international system. In this respect, Gelb defined
connectivity as “the art of connection creating and maintaining genuine rapport with
others is the key to building relationships, resolving conflict, and making creative
possibilities come true” (2017: 26). In addition to this, Olson & Singer discussed how
connectivity is related with the leadership phenomenon as follows; “it is one of the
three core leadership actions, along with contribution and collaboration, that fit with
our complex and highly dynamic world” (2004: 45-48). Thus, leaders must anatomize
the dynamics of regional and global events through the notion of connectivity, which
can be realized on three levels of transactional, relational and social. Inevitable
connectivity between different actors who foster interdependency between
phenomena should be understood by leaders. In other words, even micro events
between two actors can affect the international system. That’s why leaders are able
to use connectivity for power in foreign policy decisions in order to produce long-term
policies.
Personal diplomacy: Political leaders became more visible and central actors in
making foreign policy in the last decade (Nuswantoro, 2010; Hinnebusch, 2018). In
this international environment, the notion of “personal diplomacy” brings more
meaning to policy making. Personal diplomacy can be defined as diplomatic efforts
“when a particular national leader tries to sort out an international problem on the
basis of their own personal relations with, and understanding of, other national
leaders” (Robertson, 2002:147). There is no doubt; political leaders live in a social
environment that is composed of other political leaders from different countries
(Dumbrell, 2013). In this respect, personal interactions between political leaders
should be taken account in international relations under certain structural,
bureaucratic and psychological conditions (Ülgl, 2019). Thus, leaders’ personal
connections and communications with other leaders play an important role in making
foreign policy. As mentioned, the connections and intensity between leaders in the
international system are vital and can be intensified through face-to-face meetings
and phone calls (Hall & Yarhi-Milo, 2012). This can be considered to be an important
JANUS.NET, e-journal of International Relations
e-ISSN: 1647-7251
Vol. 12, Nº. 2 (November 2021-April 2022), pp. 1-17
A new and alternative leadership model to analyze the role of leaders in foreign policy.
Şuay Nilhan Açikalin
12
driving force for the sphere of power, in terms of the international system and
domestic politics in the leader’s country.
Entrepreneurship: According to Schumpeter, an entrepreneur is a person who is
willing and able to convert a new idea or invention into a successful innovation (1942).
It is considered to be an emergent characteristic for political leaders. As touched upon,
the international system has given a more multidimensional role to individual actors,
especially to leaders. There is increasing interest in political entrepreneurs, individuals
who change the direction and flow of international politics (Klein et al., 2010). Thus,
entrepreneur leaders are expected to seek innovative policies in the international
system. In light of this, entrepreneurship is considered to be an indispensable
characteristic of leaders. There are different entrepreneurial qualities, which are
having a vision, being extravert, focused and decisive, opportunistic, agreeableness,
persistent, having a kaleidoscopic perspective and confidence (Harper, 2006;
Obschonka & Fisch, 2018). Entrepreneur leaders who have these qualities should lead
the process of affranchising the capabilities of societies and enabling them to identify
and take ownership of ideas and pursue them by making something extraordinary with
a common vision (Praszkier & Nowak, 2011). In a changing world, leaders should have
a strategy that includes entrepreneurial components that must embody some ideas or
insights into new combinations of resources for dealing with both risks and
opportunities at the same time (Schneider & Teske, 1992).
Solution seeking: Crises are a natural part of the international system. In the 21
st
century, international crises have become multifaceted and interconnected (Ahmed,
2011; Avenell & Dunn, 2016). Due to the nature of crises, they imply greater influence
than expected, as leaders are at the heart of crisis diplomacy as decision makers.
Bjola underlined that entropy sources in international crises demand strong leadership
(2015). From this perspective, leaders first should define and analyze the crisis from
different aspects, then create a feasible environment by creating teams to focus on
solutions. In other words, leaders must come to the table with solution seeking
resolutions which aim to solve common problems from the perspective of the larger
picture and looking for long-term solutions in the best interest of all parties (Farrell,
2013). Leaders can be only solution seekers through a deep and multidimensional
approach with different set of solutions. In other words, solution seeker leaders have
both a solution seeking approach and a solution-focused mindset.
Peace orientation: As mentioned in the solution seeking part, crises are a natural
part of the international system. As well as crises, peace is also an idea that was
identified in international relations from different angles. However, the SNA Leadership
Model uses Galtung’s positive and negative peace definitions (1996). Positive peace is
that which is built upon positive relationships and interactions of human society.
Establishing structural conditions that facilitate an environment built on positive
interactions and engagements between actors is vital for peace. Negative peace, on
the other hand, focuses on the reduction of violence, or efforts to solve current
problems of conflict and discord (Galtung, 1996). Peace is not an exception that should
be redefined in 21st century through enlarging and deepening vis-à-vis new security
threats (Beyer 2018). Based on Galtung’s definition, leaders are important in two
ways, in both providing an environment, and being agenda setters. Mainly, leaders
should provide both national and international environments with international
JANUS.NET, e-journal of International Relations
e-ISSN: 1647-7251
Vol. 12, Nº. 2 (November 2021-April 2022), pp. 1-17
A new and alternative leadership model to analyze the role of leaders in foreign policy.
Şuay Nilhan Açikalin
13
organizations and other nations to ensure sustainable peace. Also, leaders can be
agenda setters, which includes solutions to new types of security challenges such as
immigration, hybrid wars, radicalization, environmental degradation and digital
security as top priorities in the 21
st
century (Bachmann, 2012). Consequently, leaders
should be peace-oriented in their policy making for both foreign policy and domestic
politics.
Conclusion
The SNA Leadership Model presents the background of the country, personal background,
approaches and behaviors of leaders and their reflections in the leaders making of foreign
policy. Though this model has similar elements to previous works about leadership in
foreign policy, it introduces a new structure with four main dimensions of the contextual
background of the country in which the leader was born, the background of the leader,
the approaches and behaviors of the leader and reflections of leader’s background in
making foreign policy. Creation of the model was the product of long-term efforts to bring
a new and fresh perspective to the literature. Compared to current approaches to analyze
the role of leadership in making foreign policy, the SNA Leadership includes domestic and
personal elements with multidisciplinary ideas. This model was used to analyze the
leadership of President Recep Tayyip Erdoğan and Angela Merkel through selected case
studies. Also, an important contribution of this model is that other scholars can analyze
various research questions with different approaches, behaviors and reflections.
Consequently, the SNA Leadership Model can be modified for different research
questions, is dynamic and flexible similar to the nature of leadership.
References
Ahmed, N., (2011). The international relations of crisis and the crisis of international
relations: from the securitisation of scarcity to the militarisation of society. Global
Change, Peace & Security, 23(3), 335-355.
Allport, G. W. and Vernon, P. E. (1931). A study of values. Boston: Houghton Mifflin.
Aspect, A., Dalibard, J. and Roger, G. (1982). Experimental Test of Bell's Inequalities
Using Time- Varying Analyzers. Physical Review Letters, 49(25), 1804-1807.
Bachmann, S. (2012). Hybrid threats, cyber warfare and NATO's comprehensive
approach for countering 21st century threats - mapping the new frontier of global risk
and security management. Amicus Curiae, 2011(88).
Bhattacherjee, A. (2012). Social science research: Principles, methods, and practices.
Createspace Independent Publications
Bailer-Jones, D. (2009). Scientific models in philosophy of science. Pittsburgh, Pa.:
University of Pittsburgh Press.
Bauman, Z. and Haugaard, M. (2008). Liquid modernity and power: A dialogue with
Zygmunt Bauman1. Journal of Power, 1(2), 111-130.
JANUS.NET, e-journal of International Relations
e-ISSN: 1647-7251
Vol. 12, Nº. 2 (November 2021-April 2022), pp. 1-17
A new and alternative leadership model to analyze the role of leaders in foreign policy.
Şuay Nilhan Açikalin
14
Bennett, R. (2016). The kaleidoscope called leadership. Industrial and Commercial
Training, 48(2): 86-88.
Berthoz, A. (2012). Simplexity: Simplifying Principles for a Complex World (An Editions
Odile Jacob Book). Yale University Press.
Beyer, A. (2018). Peace in International Relations. Peace Review, 30(1), 87-94.
Braithwaite, R. (1953). Scientific explanation. A study of the function of theory,
probability and law in science. Based upon the Tarner lectures, 1946. Cambridge.
Breuning, M. (2007). Introduction to comparative foreign policy analysis. Basingstoke:
Palgrave Macmillan.
Byman, D. L. and Pollack, K. M. (2001). Let us now praise great men: Bringing the
statesman back in. International security, 25(4), 107-146.
Checkland, P. (1981), Systems Thinking. Systems Practice, Wiley, London.
Chowdhury, R. (2019). Systems thinking for management consultants: Introducing
holistic flexibility. Springer Singapore.
Coll, R.K. and Lajium, D. (2011). Modeling and the future of science learning. In: Khine
M., Saleh I. (eds) Models and Modeling. Models and Modeling in Science Education.
Springer, Dordrecht, 3-21
Dekleva, K. B. (2018). Leadership Analysis and Political Psychology in the 21st
Century. The journal of the American Academy of Psychiatry and the Law, 46(3), 359-
363.
Dobson, A. and Marsh, S. (2013). Anglo-American relations. London: Routledge.
Edwards, J. (2001). Multidimensional Constructs in Organizational Behavior Research:
An Integrative Analytical Framework. Organizational Research Methods, 4(2), 144-192.
Elbe, S. and Buckland-Merrett, G. (2019). Entangled security: Science, co-production,
and intra-active insecurity. European Journal of International Security, 4(2), 123-141.
Erçetin, Ş. Ş. (2016). Understanding Recep Tayyip Erdoğan and Turkey with plasma as
a metaphor of the fourth state of matter. In In: Erçetin Ş. eds. Chaos, Complexity and
Leadership 2014. Springer Proceedings in Complexity. Springer, Springer, Cham., 1-
13
Erçetin, Ş. Ş. and Açıkalın, Ş.N. (2016). Is President Erdoğan Really a Dictator?: The
Illusion of the Opposition Parties in Turkey. In in Ş. Ş. Erçetin and H. Bagci
eds. Handbook of Research on Chaos and Complexity Theory in the Social Sciences. IGI
Global, 1-18
Farrell, M. (2013). Leadership Mistakes. Journal of Library Administration, 53(7-8), 439-
450.
Flexner, S. (1987). The Random House dictionary of the English language. 2nd ed. New
York: Random House.
Galtung, J. (1996). Peace by peaceful means: Peace and conflict, development and
civilization. International Peace Research Institute Oslo; Sage Publications, Inc
JANUS.NET, e-journal of International Relations
e-ISSN: 1647-7251
Vol. 12, Nº. 2 (November 2021-April 2022), pp. 1-17
A new and alternative leadership model to analyze the role of leaders in foreign policy.
Şuay Nilhan Açikalin
15
Gelb, M. J. (2017). The Art of Connection: 7 Relationship-building Skills Every Leader
Needs Now. New World Library.
Geyer, R., & Rihani, S. (2010). Complexity and public policy: A new approach to twenty-
first century politics, policy and society. Routledge.
Giere, R. (2004). How Models Are Used to Represent Reality. Philosophy of Science,
71(5), 742-752.
Gribbin, J. (2004). Deep simplicity: Chaos, complexity and the emergence of life. New
York: Penguin UK.
Hall, T. and Yarhi-Milo, K. (2012). The Personal Touch: Leaders’ Impressions, Costly
Signaling, and Assessments of Sincerity in International Affairs. International Studies
Quarterly, 56(3), 560-573.
Hamza, K. and Mellouli, S. (2018). Background on frameworks for policy analytics. In:
Gil-Garcia J., Pardo T., Luna-Reyes L. eds. Policy Analytics, Modelling, and
Informatics. Public Administration and Information Technology. Springer, Cham., 19-
37
Harper, S. C. (2006). Extraordinary entrepreneurship: The professional's guide to
starting an exceptional enterprise. John Wiley & Sons
Harris, G. (2009). The art of quantum planning. San Francisco: Berrett-Koehler
Publishers.
Hinnebusch, R. and Hinnebusch, R. (2008). The International Politics of the Middle East.
Oxford: Manchester University Press.
Höfler, M. (2005). The Bradford Hill considerations on causality: a counterfactual
perspective. Emerging themes in epidemiology, 2(1), 1-9.
Hutten, E.H. (1953). The role of models in physics. The British Journal for the Philosophy
of Science, 4(16), 284-301.
Jervis, R. (1997). Complexity and the Analysis of Political and Social Life. Political Science
Quarterly, 112(4), 569.
Jönsson, C. (1990). Handbook of International RelationsPinter. In W.Carlsnes, T.Risse,
B.E. S,immons(Eds). Communication in international bargaining (pp 212-235).SAGE
Publications
Karns, M., Mingst, K. and Stiles, K. (2010). International organizations. Boulder, Col.:
Lynne Rienner Publ.
Kesselring, S. (2008). The Mobile Risk Society. In: Canzler, W., Kaufmann, V., &
Kesselring, S. eds. Tracing mobilities: Towards a cosmopolitan perspective. Ashgate
Publishing, Ltd.
Kluger, J. (2008). Simplexity. New York: Hyperion.
Klein, P. G., Mahoney, J.T., McGahan, A.M. and Pitelis, C.N. (2010). Toward a theory of
public entrepreneurship. European management review, 7(1), 1-15.
Lassiter, C., 2019. Language and simplexity: A powers view. Language Sciences, 71, 27-
37.
JANUS.NET, e-journal of International Relations
e-ISSN: 1647-7251
Vol. 12, Nº. 2 (November 2021-April 2022), pp. 1-17
A new and alternative leadership model to analyze the role of leaders in foreign policy.
Şuay Nilhan Açikalin
16
Law, K., Wong, C. and Mobley, W. (1998). Toward a Taxonomy of Multidimensional
Constructs. The Academy of Management Review, 23(4), 741.
Little, D. (1993). On the scope and limits of generalizations in the social
sciences. Synthese, 97(2), 183-207.
Mastenbroek, W. (1999) ‘Negotiating as Emotion Management’, Theory, Culture &
Society, 16(4), 4973.
Mäki, U. (2009). MISSing the World. Models as Isolations and Credible Surrogate
Systems. Erkenntnis, 70(1), 29-43.
Morrison, M. and Morgan, M. (2000). Models as Autonomous Agents. In: M. Morgan and
M. Morrison, ed., Models as Mediators: Perspectives on Natural and Social Science.
Cambridge: Cambridge University Press, 3865.
Nuswantoro, A. (2010). Political Leadership and Foreign Policy: Study of Soekarno’s
Confrontation Policy Against Malaysia. SSRN Electronic Journal.
Obschonka, M. and Fisch, C. (2018). Entrepreneurial personalities in political
leadership. Small Business Economics, 50(4), 851-869.
Olson, C. and Singer, P. (2004). Winning with library leadership. Chicago: American
Library Association.
Petrini, C. M. (1991). Upside-down performance appraisals. Training &
Development, 45(7), 15-22.
Petzinger, T. (1999). ComplexityMore Than a Fad?. In Lissack, M.R and Gunz H.P,
eds, Managing Complexity in Organizations, A View in Many Directions, Westport, CT:
Quorum Books
Post, J. (1979). Personality profiles in support of the Camp David Summit. Studies in
Intelligence, 23, 1-5.
Post, J. (2014). Personality profiling analysis. In: R. Rhodes and P. Hart, ed., The Oxford
Handbook of Political Leadership. London: Oxford University Press, 328-346.
Praszkier, R. and Nowak, A. (2011). Social entrepreneurship: Theory and practice.
Cambridge University Press.
Raines, L. (2013). Coaching and Leading as Stewards for Sustainability. In On Becoming
a Leadership Coach (pp. 229-242). Palgrave Macmillan, New York.
Ramadas, J. (2009). Visual and spatial modes in science learning. International Journal
of Science Education, 31(3), 301-318.
Renshon, J. and Renshon, S. A. (2008). The theory and practice of foreign policy decision
making. Political Psychology, 29(4), 509-536.
Robertson, R. (1992). Globalization: Social theory and global culture (Vol. 16). Sage.
Robertson, D. (2002). A dictionary of modern politics. Europa Publications.
Rokeach, M. (1973). The nature of human values. New York: Macmillan.
Rubin, J.Z. (2002). The actors in negotiation. International negotiation: Analysis,
approaches, issues, pp.97-109.
JANUS.NET, e-journal of International Relations
e-ISSN: 1647-7251
Vol. 12, Nº. 2 (November 2021-April 2022), pp. 1-17
A new and alternative leadership model to analyze the role of leaders in foreign policy.
Şuay Nilhan Açikalin
17
Schneider, M. and Teske, P. (1992). Toward a theory of the political entrepreneur:
evidence from local government. The American Political Science Review, 737-747.
Schumpeter, J.A. (1942). Socialism, capitalism and democracy. Harper and Brothers.
Stückelberger, C. (2016). Global Ethics Applied: Global Ethics, Economic Ethics (Vol. 1).
Globethics. net.
Tulloch, S. (1992). The Oxford dictionary of new words: a popular guide to words in the
news. Oxford University Press, USA.
Tomé, L. and Açıkalın, Ş.N. (2017). Complexity theory as a new Lens in IR: System and
change. In in S. Ş Erçetin and N. Potas .Eds. Chaos, Complexity and Leadership
2017 Explorations of Chaos and Complexity Theory. Springer: pp. 1-15.
Toon, A. (2016). Imagination in scientific modeling. In: A. Kind, ed., The Routledge
Handbook of Philosophy of Imagination. Routledge.
Ülgl, M. (2019). Erdoğan’s Personal Diplomacy and Turkish Foreign Policy. Insight
Turkey, 21(4), pp.161-182.
Weick, A. (1991). The place of science in social work. J. Soc. & Soc. Welfare, 18, 13.
Winsberg, E. (2001). Simulations, models, and theories: Complex physical systems and
their representations. Philosophy of Science, 68(S3), 442-454.
Zohar, I. (2015). “The Art of Negotiation” Leadership Skills Required for Negotiation in
Time of Crisis. Procedia-Social and Behavioral Sciences, 209, 540-548.